Christopher J. Pujols
Professional summary
Christopher John Pujols, who also goes by Christopher John Pujols, is a registered financial professional currently at TRADEWEB LLC located in New York, New York and TRADEWEB DIRECT LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher John Pujols's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2013 - Present
TRADEWEB LLC
Office #1: 245 Park Avenue 30th Floor, New York, NY 10167August 19, 2020 - Present
TRADEWEB DIRECT LLC
Office #1: 245 Park Avenue Floor 30, New York, NY 10167August 29, 2005 - September 10, 2012
WALL STREET ACCESS
May 22, 2000 - August 22, 2005
OSCAR GRUSS & SON INCORPORATED
July 2, 1999 - May 19, 2000
JOSEPHTHAL & CO., INC.
January 7, 1999 - July 8, 1999
WELLS FARGO CLEARING SERVICES, LLC
May 28, 1996 - January 12, 1999
JEFFERIES LLC
September 22, 1987 - August 21, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/24/2013)
Exams
FINRA
Current Firm
TRADEWEB DIRECT LLC
CRD#: 103787 / SEC#: , 8-52278
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BONDDESK GROUP LLC | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CAHALANE, JOHN JOSEPH | PRESIDENT | 2922033 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| FRIEDMAN, DOUGLAS L. | GENERAL COUNSEL | 5121291 |
| MCGUIRE, MICHAEL TERRENCE | CHIEF COMPLIANCE OFFICER | 2267871 |
| PITTINSKY, JONATHAN DAVID | CHIEF FINANCIAL OFFICER AND FINANCIAL OPERATIONS PRINCIPAL | 4291263 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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