Jeffery A. Brack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffery Alvin Brack, who also goes by Jeffrey Alvin Brack, was a registered financial professional .
Jeffery is a previously registered financial professional and started their career in finance in 1987. Jeffery had worked at 6 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2011 - October 1, 2012
QUEST CAPITAL STRATEGIES, INC.
July 21, 2008 - December 31, 2009
FINANCE 500, INC.
May 9, 2006 - April 24, 2007
A.G.P. / ALLIANCE GLOBAL PARTNERS
June 13, 2002 - May 9, 2006
FINANCE 500, INC.
February 16, 1994 - March 4, 2002
INTERFIRST CAPITAL CORPORATION
November 25, 1987 - October 4, 1989
MONEY CONCEPTS CAPITAL CORP
April 8, 1987 - May 26, 1987
ADVANTAGE CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
