Joel M. Weiner

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CRD#: 1648997

Professional summary

Joel Martin Weiner was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Joel is a previously registered financial advisor and started their career in finance in 1987. Prior to being barred, Joel had worked at 10 firms, which includes LASALLE ST. INVESTMENT ADVISORS L.L.C., MERCURY AMERICAN CAPITAL CORP., LASALLE ST SECURITIES L.L.C., FOUNDATION INVESTORS SECURITIES CORP., PRODUCT DISTRIBUTORS INC., LCL INVESTMENTS INC., R. D. KUSHNIR & CO., BLUNT ELLIS & LOEWI INCORPORATED, GENEVA SECURITIESINC., FORESTERS FINANCIAL SERVICES INC..

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 15, 2005 - October 2, 2014

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

PALATINE, IL

Past

January 18, 1996 - April 30, 1996

MERCURY AMERICAN CAPITAL CORP.

CRD#: 36145

Past

October 24, 1995 - October 2, 2014

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

BOYTON BEACH, FL

Past

January 28, 1994 - October 12, 1995

FOUNDATION INVESTORS SECURITIES CORP.

CRD#: 35541

Past

January 19, 1994 - September 25, 1995

PRODUCT DISTRIBUTORS, INC.

CRD#: 35540

SCHAUMBURG, IL

Past

September 25, 1992 - December 22, 1992

LCL INVESTMENTS, INC.

CRD#: 30340

Past

April 30, 1990 - February 23, 1994

R. D. KUSHNIR & CO.

CRD#: 24013

NORTHBROOK, IL

Past

June 24, 1988 - May 4, 1990

BLUNT ELLIS & LOEWI INCORPORATED

CRD#: 7580

Past

June 4, 1987 - June 28, 1988

GENEVA SECURITIES,INC.

CRD#: 16178

Past

March 24, 1987 - June 8, 1987

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/27/2002

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/3/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/23/1990

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/15/1987

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/23/1987

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 27

Date: 12/15/1990

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 4

Date: 11/15/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/29/1990

General Securities Principal Examination

Principal/Supervisory Exam

Series 53

Date: 8/22/1990

Municipal Securities Principal Examination

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Joel M. Weiner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MERCURY AMERICAN CAPITAL CORP.

LASALLE ST SECURITIES, L.L.C.

FOUNDATION INVESTORS SECURITIES CORP.

PRODUCT DISTRIBUTORS, INC.

LCL INVESTMENTS, INC.

R. D. KUSHNIR & CO.

BLUNT ELLIS & LOEWI INCORPORATED

GENEVA SECURITIES,INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2002

Series 65

Date: 5/3/1994

SIE

Date: 10/2/2014

Series 3

Date: 2/23/1990

Series 7

Date: 8/15/1987

Series 6

Date: 3/23/1987

Series 27

Date: 12/15/1990

Series 4

Date: 11/15/1990

Series 24

Date: 8/29/1990

Series 53

Date: 8/22/1990

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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