Barbara A. Phethean
STRATEGIC ADVISERS LLC | Investment Consultant
ST PETERSBURG, FL
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CRD#: 1648237
Professional summary
Barbara A. Phethean, who also goes by Barbara Ann Herranz, Barbara Ann Phethean, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in St Petersburg, Florida and FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Barbara has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Biography
My mission is understanding each client's unique goals and needs and guide them through a planning process towards pursuing their goals. My passion is to educate and assist you and your families in an effort to help you secure your financial well-being so you can pursue long and fulfilling lives.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Barbara Ann Herranz | Barbara Ann Phethean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: CFA Society of Tampa Bay. ADDRESS OF BUSINESS: 12157 W. Linebaugh Ave PMB 312 Tampa, FL 33626. BUSINESS DESCRIPTIONS: Investment professional development and networking organization. BUSINESS IS/IS NOT INVESTMENT RELATED: NO. PROJECTED START DATE: - 03/11/09 PROJECTED END DATE: - No Anticipated End Date. CAPACITY: Board of Directors. DUTIES PERFORMED: I help with membership, career developement,and social networking events. HOURS DEVOTED TO THIS OBA PER MONTH: 16. HOURS DEVOTED DURING SECURITY TRADING HOURS PER MONTH: 00.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara A. Phethean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of South Florida
Bachelor of Science - Finance
1990
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
ST PETERSBURG, FL
Current
August 17, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246BD
CRD#: 7784
Jacksonville, FL
Past
September 23, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TAMPA, FL
Past
June 10, 2020 - July 29, 2020
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
TAMPA, FL
Past
August 11, 2016 - November 27, 2019
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
ST. PETERSBURG, FL
Past
February 26, 2016 - November 27, 2019
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
ST. PETERSBURG, FL
Past
June 1, 2009 - March 14, 2016
MORGAN STANLEY
RIA
CRD#: 149777
TAMPA, FL
Past
June 1, 2009 - March 14, 2016
MORGAN STANLEY
BD
CRD#: 149777
TAMPA, FL
Past
April 17, 1991 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
TAMPA, FL
Past
June 11, 1990 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
TAMPA, FL
Past
September 30, 1987 - January 26, 1989
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
July 27, 1987 - September 30, 1987
MORGAN GLADSTONE & CO. INC.
BD
CRD#: 17062
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/12/2021)
RR
Alaska(10/29/2024)
RR
Arizona(10/29/2024)
RR
Arkansas(10/29/2024)
RR
California(9/1/2022)
RR
Colorado(10/29/2024)
RR
Connecticut(10/29/2024)
RR
Delaware(10/29/2024)
RR
District of Columbia(10/29/2024)
RR
Florida(8/17/2020)
IAR
Florida(3/31/2025)
RR
Georgia(8/17/2020)
RR
Hawaii(10/29/2024)
RR
Idaho(10/29/2024)
RR
Illinois(10/29/2024)
RR
Indiana(10/29/2024)
RR
Iowa(10/29/2024)
RR
Kansas(10/29/2024)
RR
Kentucky(10/29/2024)
RR
Louisiana(10/29/2024)
RR
Maine(10/29/2024)
RR
Maryland(10/29/2024)
RR
Massachusetts(2/12/2021)
RR
Michigan(12/24/2020)
RR
Minnesota(10/29/2024)
RR
Mississippi(10/29/2024)
RR
Missouri(10/29/2024)
RR
Montana(1/4/2024)
RR
Nebraska(10/29/2024)
RR
Nevada(10/29/2024)
RR
New Hampshire(10/29/2024)
RR
New Jersey(10/4/2024)
RR
New Mexico(10/29/2024)
RR
New York(2/12/2021)
RR
North Carolina(2/12/2021)
RR
North Dakota(10/29/2024)
RR
Ohio(10/30/2024)
RR
Oklahoma(10/29/2024)
RR
Oregon(10/29/2024)
RR
Pennsylvania(10/29/2024)
RR
Puerto Rico(10/29/2024)
RR
Rhode Island(10/29/2024)
RR
South Carolina(1/5/2024)
RR
South Dakota(10/29/2024)
RR
Tennessee(7/3/2024)
RR
Texas(2/12/2021)
IAR
Texas(3/31/2025)
RR
Utah(10/29/2024)
RR
Vermont(10/29/2024)
RR
Virginia(10/29/2024)
RR
Washington(10/29/2024)
RR
West Virginia(10/29/2024)
RR
Wisconsin(10/29/2024)
RR
Wyoming(10/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Investment ConsultantCRD#: 104555St Petersburg, FLTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
