GG
Gary L. Glover
CONCORDE ASSET MANAGEMENT
Lawrenceville, GA
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CRD#: 1647229
GG
Professional summary
Gary Lane Glover is a registered financial advisor currently at CONCORDE ASSET MANAGEMENT, LLC located in Lawrenceville, Georgia and CONCORDE INVESTMENT SERVICES, LLC located in Lawrenceville, Georgia.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Gary has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 31, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. DBA GLOVER WEALTH MANAGEMENT, LLC | : 1009 Pinfeather Court, Lawrenceville, GA 30043| NATURE OF BUSINESS: FINANCIAL PLANNING, RETAIL BROKERAGE| INVESTMENT RELATED| MANAGING DIRECTOR| DUTIES: FINANCIAL PLANNING AND RETAIL BROKERAGE| START DATE: 8.6.2014| HOURS DEVOTED TO BUSINESS: 180 HOURS/MONTH| HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 8 HOURS/DAY. 2. Concorde Asset Management, LLC. Registered Investment Advisory Firm. Investment Advisor Representative. Investment related. John Creek, GA. 21-40 hours per month during business hours, 6-10 hours per month outside normal business hours. 3. Concorde Insurance Agency; John Creek, GA. Insurance Agent; provide insurance services to clients when appropriate. No client conflict. 4. Rotary International, Non investment related, local service chair, organizing local events vets, women shelters, addiction recover, suicide prevention. Foundation chair, writing grants, mathcing district and internation grants, volunteer. Start date 03/05/2024, 6-10 hours/month during non business hours. 1-5 hours/month during business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gary Lane Glover's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2016 - Present
CONCORDE ASSET MANAGEMENT, LLC
RIA
CRD#: 140367
Lawrenceville, GA
Current
January 5, 2016 - Present
CONCORDE INVESTMENT SERVICES, LLC
BD
CRD#: 151604
Lawrenceville, GA
Past
November 21, 2011 - January 12, 2016
INTL ADVISORY CONSULTANTS INC.
RIA
CRD#: 130888
JOHN'S CREEK, GA
Past
November 18, 2011 - January 12, 2016
STONEX SECURITIES INC.
BD
CRD#: 18456
John's Creek, GA
Past
June 4, 2008 - November 1, 2011
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
ALPHARETTA, GA
Past
May 30, 2008 - June 2, 2008
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
ALPHARETTA, GA
Past
May 30, 2008 - November 1, 2011
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
ALPHARETTA, GA
Past
December 2, 2003 - June 4, 2008
AMERIPRISE ADVISOR SERVICES, INC.
RIA
CRD#: 5979
DULUTH, GA
Past
October 10, 2003 - June 4, 2008
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DULUTH, GA
Past
April 5, 1991 - October 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DULUTH, GA
Past
April 21, 1987 - October 14, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/11/2016)
IAR
Georgia(1/13/2016)
RR
South Carolina(1/12/2016)
IAR
South Carolina(3/29/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/14/1991
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
CA
CONCORDE ASSET MANAGEMENT, LLC
CONCORDE ASSET MANAGEMENT LLC | CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
RIA
Registered Investment Advisory firm - (4/19/2012 Approved)California
Registered Investment Advisory firm - (11/28/2012 Terminated)Colorado
Registered Investment Advisory firm - (11/29/2012 Terminated)Illinois
Registered Investment Advisory firm - (4/19/2012 Terminated)Indiana
Registered Investment Advisory firm - (11/5/2012 Terminated)Kansas
Registered Investment Advisory firm - (11/5/2012 Terminated)Michigan
Registered Investment Advisory firm - (11/27/2012 Terminated)Missouri
Registered Investment Advisory firm - (11/5/2012 Terminated)Ohio
Registered Investment Advisory firm - (11/7/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - (11/7/2012 Terminated)Texas
Registered Investment Advisory firm - (11/5/2012 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108
Mailing Address
Phone number
(248) 824-6710
Established
Firm type
Fiscal year end
# of Employees
79
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
