John M. Maunsell
Professional summary
John Matthew Maunsell, who also goes by John Maunsell, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Chicago, Illinois.
John is registered as a RR (Registered Representative) and started their career in finance in 1993. John has worked at 5 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Matthew Maunsell's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 15, 2014 - Present
MESIROW FINANCIAL, INC.
Office #1: 353 N. Clark Street, Chicago, IL 60654Office #2: 353 N. Clark Street, Chicago, IL 60654January 28, 2008 - December 9, 2014
CANTOR FITZGERALD & CO.
February 1, 1999 - February 21, 2008
RBC CAPITAL MARKETS, LLC
November 11, 1994 - February 8, 1999
ABN AMRO INCORPORATED
October 6, 1993 - November 28, 1994
LASALLE FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2014)
(1/6/2016)
(5/22/2025)
(12/15/2014)
(9/23/2024)
(12/19/2014)
(5/22/2025)
(12/10/2019)
(3/25/2015)
(12/19/2014)
(1/13/2022)
(12/19/2014)
(9/24/2024)
(1/3/2019)
(9/24/2024)
(9/23/2024)
(9/23/2024)
(9/23/2024)
(5/22/2025)
(9/23/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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