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Herschell Lanier Hamilton

CRD# 1646727·Registered 1987 - 2015
Previously Registered: Being a previously registered professional could mean that Herschell is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Herschell Lanier Hamilton was a registered financial advisor. Herschell was a previously registered financial professional and started their career in finance 1987 - 2015. Herschell had worked at 9 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

BENCHMARK SECURITIES LLC·CRD# 159940
BD
Moody, AL
January 23, 2014 - March 31, 2015
LEC INVESTMENT CORP.·CRD# 25336
BD
Birmingham, AL
November 30, 2012 - January 16, 2014
MCCRACKEN ADVISORY PARTNERS CORPORATION·CRD# 35533
BD
Minneapolis, MN
January 14, 2010 - December 31, 2010
ABI CAPITAL MANAGEMENT, LLC·CRD# 104150
BD
Birmingham, AL
December 8, 2006 - October 31, 2008
GARDNYR MICHAEL CAPITAL, INC.·CRD# 30520
BD
Mobile, AL
March 18, 2004 - May 16, 2005
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
December 15, 1999 - April 4, 2002
PORTER, WHITE & COMPANY, INC.·CRD# 7925
BD
Birmingham, AL
March 2, 1995 - January 1, 1998
ROBERT THOMAS SECURITIES, INC·CRD# 10147
BD
St. Petersburg, FL
December 16, 1991 - June 29, 1993
ALPHAMAX DISTRIBUTORS, L.L.C.·CRD# 8258
BD
La Jolla, CA
March 8, 1990 - October 8, 1990
PORTER, WHITE & COMPANY, INC.·CRD# 7925
BD
Birmingham, AL
October 21, 1987 - July 17, 1989

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Current Firm

BS
BENCHMARK SECURITIES LLC

BENCHMARK SECURITIES LLC | BENCHMARK SECURITIES, LLC

CRD#: 159940 / SEC#: 8-69024
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

250 S. Park Avenue Suite 380, Winter Park, FL 32789

Mailing Address

250 S. Park Avenue Suite 380, Winter Park, FL 32789

Phone Number

(407) 960-2700

Established

Florida since 11/03/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (17 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BMKS HOLDINGS, LLCMEMBER—
MADDEN, RAYMOND JAMESCEO, CCO, ER2283328
SEMEL, SCOTT VINCENTHEAD OF SALES & TRADING4823191
YARBROUGH, DANIEL STEPHENCFO, FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER6115754

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1990About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2015About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jan 1990About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1987About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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