Carl J. Torchia

TRUIST ADVISORY SERVICES

PALM CITY, FL 34990

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CRD#: 1645821

Professional summary

Carl Joseph Torchia, who also goes by Carl Torchia, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Palm City, Florida and TRUIST INVESTMENT SERVICES, INC. located in Palm City, Florida.

Carl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Carl has worked at 12 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carl Torchia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Joseph Torchia's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2017 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 2921 Sw High Meadow Avenue, Palm City, FL 34990

RIA

CRD#: 283390

PALM CITY, FL

Current

March 13, 2017 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 2921 Sw High Meadows Ave, Palm City, FL 34990

CRD#: 17499

PALM CITY, FL

Past

October 13, 2014 - December 22, 2016

BB&T INVESTMENT SERVICES, INC.

RIA

CRD#: 33856

PORT SAINT LUCIE, FL

Past

October 10, 2014 - December 22, 2016

BB&T INVESTMENT SERVICES, INC.

CRD#: 33856

PORT SAINT LUCIE, FL

Past

August 31, 2010 - October 13, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STUART, FL

Past

August 26, 2010 - October 13, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STUART, FL

Past

September 29, 2009 - June 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STUART, FL

Past

September 24, 2009 - June 1, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STUART, FL

Past

June 19, 2009 - August 27, 2009

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

June 1, 2009 - August 27, 2009

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

September 6, 2007 - April 28, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

STUART, FL

Past

February 28, 2005 - November 20, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

PALM BEACH GARDENS, FL

Past

October 1, 2000 - February 3, 2005

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

STUART, FL

Past

October 1, 2000 - February 3, 2005

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

June 3, 1999 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

April 5, 1993 - May 24, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

September 27, 1990 - November 22, 1991

EDI FINANCIAL, INC.

CRD#: 15699

IRVING, TX

Past

July 12, 1988 - November 30, 1989

AMERICAN INVESTORS GROUP, INC.

CRD#: 10020

MINNETONKA, MN

Past

March 24, 1987 - July 18, 1988

INVESTMENT BROKERS OF AMERICA

CRD#: 14607

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/13/2017)

IAR

Florida
(3/28/2017)

Georgia
(3/13/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/11/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/26/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Carl J. Torchia

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Joseph Torchia's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

BB&T INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

EDWARD JONES

BANC OF AMERICA INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

PFS INVESTMENTS INC.

EDI FINANCIAL, INC.

AMERICAN INVESTORS GROUP, INC.

INVESTMENT BROKERS OF AMERICA

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/11/2009

Series 63

Date: 12/26/1990

SIE

Date: 10/1/2018

Series 7

Date: 3/21/1987

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

Contact information

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