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KM

Kevin Murphy

TICKRS CLEARING
Irvine, CA 92618
Some features on this profile are disabled
CRD#: 1645347
KM

Professional summary

Kevin Murphy is a registered financial professional currently at TICKRS CLEARING located in Irvine, California.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1988. Kevin has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7TO, Series 55, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Murphy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 22, 2021 - Present

TICKRS CLEARING

Office #1: 100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
BD
CRD#: 312531
Irvine, CA
Past

January 7, 2017 - July 31, 2017

VELOX SECURITIES, INC.

BD
CRD#: 285402
ANAHEIM, CA
Past

July 14, 2008 - January 4, 2017

ELECTRONIC TRANSACTION CLEARING, INC.

BD
CRD#: 146122
LOS ANGELES, CA
Past

July 18, 2005 - October 12, 2007

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

April 13, 2005 - June 28, 2005

ACCELERATED CAPITAL GROUP

BD
CRD#: 41270
COSTA MESA, CA
Past

June 29, 2004 - August 23, 2004

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

March 11, 2004 - June 28, 2004

COMPUTER CLEARING SERVICES INC

BD
CRD#: 20776
GLENDALE, CA
Past

February 25, 2004 - March 11, 2004

PRECISION SECURITIES, LLC

BD
CRD#: 103976
DEL MAR, CA
Past

May 9, 1997 - February 23, 2004

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA
Past

January 20, 1997 - March 3, 1997

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

May 21, 1991 - June 3, 1991

DEL MAR SECURITIES, INC.

BD
CRD#: 14411
Past

September 20, 1988 - May 17, 1991

MORGAN STANLEY DW INC.

BD
CRD#: 7556

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/28/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/11/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/13/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/8/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/18/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 7/23/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/19/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

TC
TICKRS CLEARING
TICKRS CLEARING | VALUABLE CAPITAL SECURITIES, LLC | VALUABLE CAPITAL SECURITIES | TICKRS CLEARING LLC

CRD#: 312531 / SEC#: , 8-70658

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
Mailing Address
100 Spectrum Center Drive, Suite 750, Irvine, CA 92618
Phone number
(949) 393-1606
Established
Delaware since 12/22/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TICKRS US HOLDINGS INCMEMBER
ARELLANO, FRANKPOO7508264
LAM, COLIN KISHUNCHIEF FINANCIAL OFFICER/PFO/FINOP4621438
MURPHY, KEVINCHIEF EXECUTIVE OFFICER1645347
NICHOLS, ANN HENRYCHIEF COMPLIANCE OFFICER5572737
VALENZUELA, ALFREDCHIEF OPERATION OFFICER
ZAK, STEPHEN PETERPOO2423424

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TICKRS CLEARING

CRD#: 312531Irvine, CA 92618

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