Dariush S. Fouladi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dariush Stuart Fouladi was a registered financial professional .
Dariush is a previously registered financial professional and started their career in finance in 1987. Dariush had worked at 5 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 5, 2019 - May 18, 2023
EUROPEAN FAMILY OFFICE INSTITUTE LLC.
June 3, 1996 - December 14, 2012
NATIONAL SECURITIES CORPORATION
January 3, 1990 - January 11, 1996
PRUDENTIAL EQUITY GROUP, LLC
February 15, 1988 - July 25, 1991
LEHMAN BROTHERS INC.
April 29, 1987 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/5/2019
General Securities Representative ExaminationCurrent Firm
EUROPEAN FAMILY OFFICE INSTITUTE LLC.
CRD#: 285357 / SEC#: , 8-69871
Contact information
FINRA licenses (1 States and Territories)
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Florida | ERA - Withdrawn | 1/23/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
