Patrick A. Clifford
Professional summary
Patrick Arthur Clifford is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 1987. Patrick has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick Arthur Clifford's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2017 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266January 26, 2015 - July 26, 2016
INSPEREX LLC
October 12, 2011 - July 26, 2016
INCAPITAL DISTRIBUTORS LLC
January 4, 2010 - August 23, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
July 17, 2006 - April 22, 2009
JOHN HANCOCK DISTRIBUTORS LLC
July 15, 1999 - June 29, 2000
BOFA DISTRIBUTORS, INC.
June 22, 1987 - July 15, 1999
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ATHENE SECURITIES, LLC
CRD#: 36867West Des Moines, IA 50266TRUST BUT VERIFY
Monitor Patrick Clifford
Get automatic monthly alerts on:
