Kathleen M. Jeye
Professional summary
Kathleen Mary Jeye, who also goes by Kathleen Mary Brooks, Kathy Brooks, Kathleen M Jeye, Kathy Jeye, Kathleen Jeye, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 1987. Kathleen has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Mary Jeye's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2024 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054July 13, 2018 - November 28, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 1, 2001 - July 13, 2018
STRATEGIC ADVISERS LLC
January 9, 2001 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
January 15, 1994 - December 16, 2022
FIDELITY BROKERAGE SERVICES LLC
October 8, 1993 - December 31, 1993
GOWELL SECURITIES CORPORATION
June 18, 1987 - September 14, 1988
KEYPORT FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Merrimack, NH 03054TRUST BUT VERIFY
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