David J. Luvisa
Professional summary
David James Luvisa is a registered financial professional currently at KEYSTONE CAPITAL MARKETS located in Irvine, California.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Luvisa's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2017 - Present
KEYSTONE CAPITAL MARKETS
Office #1: 20 Pacifica Suite 450, Irvine, CA 92618April 26, 2017 - August 30, 2017
COINBASE CAPITAL MARKETS CORP
November 4, 2014 - April 3, 2017
RELIANCE WORLDWIDE INVESTMENTS, LLC
October 5, 2007 - October 6, 2014
HUNTER WISE SECURITIES, LLC
December 19, 2005 - September 25, 2007
CITIGROUP GLOBAL MARKETS INC.
January 22, 2001 - January 18, 2006
CITIGROUP GENEVA CAPITAL STRATEGIES INC.
September 8, 1993 - December 18, 1997
D.H. TROOB & COMPANY
April 11, 1988 - August 29, 1990
LEHMAN BROTHERS INC.
April 21, 1987 - April 11, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2017)
(3/13/2023)
(6/3/2024)
(8/21/2023)
(10/8/2019)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
KEYSTONE CAPITAL MARKETS
CRD#: 288767 / SEC#: , 8-69959
Contact information
FINRA licenses (11 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLACK DOG ADVISORS LLC | OWNER | |
| CAPE ADVISORY GROUP LLC | OWNER | |
| CHIMNEY ROCK ADVISORS LLC | OWNER | |
| CRIMSON CAPITAL LLC | OWNER | |
| DJL CAPITAL, LLC | OWNER | |
| KRAUTHAMER FAMILY TRUST | OWNER | |
| KRAUTHAMER, RANDY GREGG | TRUSTEE OF KRAUTHAMER FAMILY TRUST | |
| SELBY CAPITAL ADVISORS LLC | OWNER | |
| STAFFORD PARTNERS, LLC | OWNER | |
| TRIANGLE CAPITAL LLC | OWNER | |
| KRAUTHAMER, RANDY GREGG | MANAGING PARTNER | 2203908 |
| LUVISA, DAVID JAMES | CCO, MANAGING DIRECTOR | 1643896 |
| SIPOSS, ALLAN ANTHONY | MANAGING PARTNER | 4298385 |
| SMITH, EDWARD MERRILL | FINOP | 3143679 |
Red Flags
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