Lamy Brodhead-buck
Professional summary
Lamy Brodhead-buck, who also goes by Verena Lamy Brodhead, Lamy Brodheadbuck, Lamy B Buck, is a registered financial professional currently at CAMBRIDGE INVESTMENT RESEARCH, INC. located in Guyton, Georgia.
Lamy is registered as a RR (Registered Representative) and started their career in finance in 1987. Lamy has worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lamy Brodhead-buck's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 22, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 31, 2019 - March 27, 2024
CETERA ADVISORS LLC
July 28, 2010 - February 4, 2019
QUESTAR CAPITAL CORPORATION
April 10, 2002 - August 5, 2010
ONEAMERICA SECURITIES, INC.
May 3, 2001 - April 2, 2002
MONY SECURITIES CORPORATION
March 15, 2001 - April 23, 2001
STUART SECURITIES CORP.
March 24, 1994 - May 9, 2001
WMA SECURITIES, INC.
December 10, 1993 - January 6, 1994
PRUCO SECURITIES, LLC.
July 5, 1990 - April 3, 1991
PRUCO SECURITIES, LLC.
July 5, 1990 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 23, 1987 - June 27, 1987
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2024)
(3/22/2024)
(3/22/2024)
(1/2/2025)
(4/8/2024)
(3/22/2024)
(3/22/2024)
(3/22/2024)
(1/14/2025)
Exams
FINRA
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
Red Flags
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