Simon H. Fischer
Professional summary
Simon Harry Fischer, who also goes by Simon Fischer, is a registered financial professional currently at OLD CITY SECURITIES LLC located in New York, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 1987. Simon has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon Harry Fischer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2016 - Present
OLD CITY SECURITIES LLC
Office #1: 589 Fifth Avenue 17th Floor, New York, NY, 10017July 2, 2012 - September 21, 2016
MCBARRON CAPITAL LLC
August 17, 2011 - June 6, 2012
MCBARRON CAPITAL LLC
August 6, 2008 - November 6, 2008
OFFMAN SECURITIES, LLC
July 24, 2006 - August 30, 2007
SOURCE CAPITAL GROUP, INC.
July 20, 2004 - April 19, 2005
WELLS FARGO CLEARING SERVICES, LLC
September 2, 1997 - November 4, 1997
SBC WARBURG DILLON READ INC.
January 1, 1996 - September 2, 1997
SBC WARBURG, INC.
May 1, 1987 - January 24, 1990
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2018)
Exams
FINRA
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
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