PM
Paul R. Maizes
KESTRA ADVISORY SERVICES
CORAL SPRINGS, FL 33067
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CRD#: 1642927
PM
Professional summary
Paul Ross Maizes, CFP®, who also goes by Paul R Maizes, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Coral Springs, Florida and KESTRA INVESTMENT SERVICES, LLC located in Jupiter, Florida.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul R Maizes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Paul Maizes Investment Related: Yes Address: 4600 Military Trail Jupiter FL 33458 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Vice President Start Date: 10/20/2010 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial planning & investment advisory services Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Paul Maizes, CDFA?? Investment Related: No Address: 2255 Glades Road, suite 324A Boca Raton FL 33434 Nature of Business: Consulting Position, Title or Relationship: Certified Divorce Financial Analyst Start Date: 11/15/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Essentially help the individual understand all the financial aspects of divorce. Assist both the individual and possibly their lawyer in understanding how their financial decisions(as it pertains to the divorce process) made today will affect their future.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Ross Maizes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
April 29, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 5511 N. University Dr Suite 101, Coral Springs, FL 33067RIA
CRD#: 283330
CORAL SPRINGS, FL
Current
October 20, 2010 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 4600 Military Trail Suite 226, Jupiter, FL 33458BD
CRD#: 42046
Jupiter, FL
Past
December 22, 2010 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
Boca Raton, FL
Past
February 10, 2009 - December 31, 2009
G.T. JEFFERS & COMPANY, LLC
BD
CRD#: 45308
TAMARAC, FL
Past
September 20, 2007 - October 21, 2008
LIVINGSTON MONROE CAPITAL GROUP INC.
BD
CRD#: 31228
BOCA RATON, FL
Past
May 26, 2006 - August 2, 2007
LATAM INVESTMENTS, LLC
BD
CRD#: 133163
MIAMI, FL
Past
October 1, 1998 - November 22, 2004
ACTIVA CAPITAL MARKETS, INC.
BD
CRD#: 42619
MIAMI, FL
Past
October 21, 1988 - August 28, 1998
NORMANDY SECURITIES, INC.
BD
CRD#: 20071
SCARSDALE, NY
Past
March 24, 1987 - October 7, 1988
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/3/2018)
RR
Connecticut(1/2/2019)
RR
Delaware(4/4/2017)
RR
Florida(10/20/2010)
IAR
Florida(4/29/2016)
RR
Maryland(9/14/2012)
RR
Massachusetts(2/29/2012)
RR
New Jersey(10/20/2010)
RR
New York(10/20/2010)
RR
Pennsylvania(6/30/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Coral Springs, FL 33067TRUST BUT VERIFY
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