DF
Donald E. Fortney
MONEY CONCEPTS CAPITAL CORP
Grafton, WI 53024
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CRD#: 1642827
DF
Professional summary
Donald Eugene Fortney, who also goes by Don Fortney, Donald E Fortney, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Grafton, Wisconsin.
Donald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Donald has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Don Fortney | Donald E Fortney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) INSURANCE SYSTEMS INC. FIXED INTERIST ANNUITY SALES. FROM 1981. 1HR. PRESIDENT. RUNOFF BUSINESS. VERY LITTLE INCOME. 1230 CHEYENNE AVE (Suite #115), GRAFTON, WI 53024. (2) DON FORTNEY + ASSOCIATES. SALE PROPIERTARSHIP. FROM 1995. 2 HRS. 1230 CHEYENNE AVE (Suite #115), GRAFTON, WI 53024. (3) U.S. MARKETING CORPORATION. WHOLE SALE FIXED ANNUITIES, LIFE + LTC. FROM 1979. 30 HRS. PRESIDENT. CO-PRESIDENT.1230 CHEYENNE AVE (Suite #115), GRAFTON, WI 53024. (4) U.S. MARKETING COMMUNICATIONS CORP. WHOLE SALE OF FIX INTEREST ANNUITIES. FROM 1984. 5HRS. PRESIDENT. 1230 CHEYENNE AVE (Suite #115), GRAFTON, WI 53024.
CRS (Client Relationship Summary) - RIA
Click below to view Donald Eugene Fortney's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Donald Eugene Fortney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 11, 2010 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 1230 Cheyenne Ave Suite 115, Grafton, WI 53024RIA
BD
CRD#: 12963
Grafton, WI
Current
January 3, 2006 - Present
MONEY CONCEPTS CAPITAL CORP
Office #1: 1230 Cheyenne Ave Suite 115, Grafton, WI 53024RIA
BD
CRD#: 12963
Grafton, WI
Past
June 5, 2003 - December 31, 2005
INTERVEST INTERNATIONAL EQUITIES CORPORATION
BD
CRD#: 20289
COLORADO SPRINGS, CO
Past
September 15, 1998 - July 1, 2003
SII INVESTMENTS, INC.
BD
CRD#: 2225
APPLETON, WI
Past
April 30, 1996 - September 12, 2005
SECURITY DISTRIBUTORS
BD
CRD#: 3336
TOPEKA, KS
Past
August 20, 1993 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
February 1, 1991 - September 24, 1998
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 24220
GREENWOOD VILLAGE, CO
Past
September 11, 1989 - December 31, 1990
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
BOSTON, MA
Past
May 19, 1987 - December 31, 1988
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2006)
RR
California(1/3/2006)
RR
Colorado(1/3/2006)
RR
Florida(1/3/2006)
RR
Georgia(1/3/2006)
RR
Illinois(1/3/2006)
RR
Kentucky(4/6/2022)
RR
Minnesota(1/3/2006)
RR
Missouri(1/3/2006)
RR
Ohio(1/3/2006)
RR
Wisconsin(1/3/2006)
IAR
Wisconsin(2/11/2010)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MC
MONEY CONCEPTS CAPITAL CORP
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE
CRD#: 12963 / SEC#: 801-39736, 8-29671
RIA
Registered Investment Advisory firm - SEC (10/7/1991 Approved)Virgin Islands
Registered Investment Advisory firm - SEC (10/28/2020 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 Jog Road, Palm Beach Gardens, FL 33418
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2000
Established
Florida since 06/23/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
431
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MONEY CONCEPTS INTERNATIONAL, INC | OWNS 100% OF MONEY CONCEPTS CAPITAL CORP. | |
| BARNETT, CHERYL MORRIS | VICE PRESIDENT | COMPLIANCE OFFICER | 1795785 |
| MATOS, LIZA MARIA | VICE PRESIDENT | COMPLIANCE OFFICER | 4371969 |
| RITTMAN, BARRY RICHARD | VICE PRESIDENT | CHIEF FINANCIAL OFFICER | 1997994 |
| WALSH, DENIS STEPHEN | PRESIDENT | CHIEF EXECUTIVE OFFICER | 1124278 |
| WALSH, JAMES EDWARD | VICE PRESIDENT | ADVERTISING AND COMMUNICATIONS | 2275368 |
| WALSH, MARY THERESE | SR VICE PRESIDENT | CHIEF COMPLIANCE OFFICER | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 14,898 |
| AUM (Assets Under Management) | $ 3,328,625,395 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
