Andrew Dabinett

FORESIDE FUND SERVICES

New York, NY 10022

Some features on this profile are disabled

CRD#: 1642462

Professional summary

Andrew Dabinett, who also goes by Andrew Fletcher William Dabinett, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 1988. Andrew has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 55, Series 7, Series 30, Series 8, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Andrew Fletcher William Dabinett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Dabinett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2024 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 320 Park Avenue, New York, NY 10022

CRD#: 46106

New York, NY

Past

January 3, 2022 - December 4, 2023

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

New York, NY

Past

March 29, 2016 - January 4, 2022

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

July 10, 2013 - December 31, 2013

HTX ENERGY CAPITAL MANAGEMENT LP

RIA

CRD#: 163152

RYE, NY

Past

January 7, 2010 - March 1, 2013

FLETCHERBENNETT CAPITAL LLC

CRD#: 150847

RYE, NY

Past

October 15, 2009 - January 11, 2010

ENCLAVE CAPITAL LLC

CRD#: 22732

NEW YORK, NY

Past

April 8, 2002 - January 23, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

February 21, 2002 - March 27, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 10, 2000 - January 23, 2007

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

March 18, 1998 - July 26, 2000

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

September 23, 1996 - February 9, 1998

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

June 24, 1993 - March 22, 1996

BARCLAYS DE ZOETE WEDD INCORPORATED

CRD#: 16080

NEW YORK, NY

Past

August 23, 1988 - February 18, 1992

JAMES CAPEL INCORPORATED

CRD#: 15390

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/17/2024)

Alaska
(6/17/2024)

Arizona
(6/21/2024)

Arkansas
(6/20/2024)

California
(6/18/2024)

Colorado
(6/18/2024)

Connecticut
(6/18/2024)

Delaware
(7/1/2024)

District of Columbia
(6/21/2024)

Florida
(6/18/2024)

Georgia
(6/20/2024)

Hawaii
(6/21/2024)

Idaho
(6/17/2024)

Illinois
(7/15/2024)

Indiana
(6/18/2024)

Iowa
(6/17/2024)

Kansas
(6/21/2024)

Kentucky
(6/25/2024)

Louisiana
(7/1/2024)

Maine
(6/17/2024)

Maryland
(6/17/2024)

Massachusetts
(6/17/2024)

Michigan
(6/20/2024)

Minnesota
(6/17/2024)

Mississippi
(6/17/2024)

Missouri
(6/17/2024)

Montana
(6/18/2024)

Nebraska
(6/17/2024)

Nevada
(6/17/2024)

New Hampshire
(6/19/2024)

New Jersey
(6/17/2024)

New Mexico
(6/17/2024)

New York
(2/21/2024)

North Carolina
(6/17/2024)

North Dakota
(6/24/2024)

Ohio
(6/17/2024)

Oklahoma
(6/25/2024)

Oregon
(6/17/2024)

Pennsylvania
(6/18/2024)

Puerto Rico
(7/8/2024)

Rhode Island
(6/18/2024)

South Carolina
(6/21/2024)

South Dakota
(6/18/2024)

Tennessee
(6/18/2024)

Texas
(6/18/2024)

Utah
(6/18/2024)

Vermont
(6/17/2024)

Virgin Islands
(6/18/2024)

Virginia
(6/17/2024)

Washington
(6/17/2024)

West Virginia
(6/26/2024)

Wisconsin
(6/18/2024)

Wyoming
(6/18/2024)

Exams

State Security Law Exam

Series 63

Date: 5/2/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/5/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/13/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 4/18/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 6/5/2024

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 8

Date: 3/30/1998

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 10/2/1995

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/20/1988

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew Dabinett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew Dabinett's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMUNDI DISTRIBUTOR US, INC.

SG AMERICAS SECURITIES, LLC

HTX ENERGY CAPITAL MANAGEMENT LP

FLETCHERBENNETT CAPITAL LLC

ENCLAVE CAPITAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

NOMURA SECURITIES INTERNATIONAL, INC.

BARCLAYS CAPITAL INC.

BARCLAYS DE ZOETE WEDD INCORPORATED

JAMES CAPEL INCORPORATED

State Registrations and Notice Filings

Exams

Series 63

Date: 5/2/2016

Series 65

Date: 7/5/2013

SIE

Date: 10/1/2018

Series 3

Date: 6/13/2014

Series 55

Date: 4/18/2000

Series 7

Date: 8/20/1988

Series 30

Date: 6/5/2024

Series 8

Date: 3/30/1998

Series 24

Date: 10/2/1995

Series 4

Date: 12/20/1988

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors