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Andrew Dabinett

CRD# 1642462·Registered 1988 - 2026
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Dabinett, who also goes by Andrew Fletcher William Dabinett, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1988 - 2026. Andrew had worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 3, Series 55, Series 7, Series 30, Series 8, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andrew Fletcher William Dabinett

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
New York, NY
February 21, 2024 - September 30, 2026
AMUNDI DISTRIBUTOR US, INC.·CRD# 24497
BD
New York, NY
January 3, 2022 - December 4, 2023
SG AMERICAS SECURITIES, LLC·CRD# 128351
BD
New York, NY
March 29, 2016 - January 4, 2022
HTX ENERGY CAPITAL MANAGEMENT LP·CRD# 163152
RIA
Rye, NY
July 10, 2013 - December 31, 2013
FLETCHERBENNETT CAPITAL LLC·CRD# 150847
BD
Rye, NY
January 7, 2010 - March 1, 2013
ENCLAVE CAPITAL LLC·CRD# 22732
BD
New York, NY
October 15, 2009 - January 11, 2010
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
April 8, 2002 - January 23, 2007
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
February 21, 2002 - March 27, 2002
UBS SECURITIES LLC·CRD# 7654
BD
New York, NY
July 10, 2000 - January 23, 2007
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
March 18, 1998 - July 26, 2000
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
September 23, 1996 - February 9, 1998
BARCLAYS DE ZOETE WEDD INCORPORATED·CRD# 16080
BD
New York, NY
June 24, 1993 - March 22, 1996
JAMES CAPEL INCORPORATED·CRD# 15390
BD
August 23, 1988 - February 18, 1992

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Current Firm

FF
FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRES/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145
STROUT, ALICIA KIMBERLYCHIEF COMPLIANCE OFFICER/VICE PRESIDENT6320351

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2013About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Jun 2014About the Series 3 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Apr 2000

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam

Series 30 — NFA Branch Manager Examination

Passed Jun 2024About the Series 30 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1998

Series 24 — General Securities Principal Examination

Passed Oct 1995About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1988About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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