Robert F. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Fredrick Becker was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1970. Robert had worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2003 - June 28, 2021
VBC SECURITIES, LLC
June 24, 1974 - January 2, 2003
MULTI SPECTRUM INVESTING CORPORATION
September 28, 1973 - June 17, 1977
WALL STREET INVESTORS, INC.
September 26, 1972 - January 18, 1974
DUVEST CORPORATION
March 2, 1970 - August 12, 1972
L. L. FANE & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/20/1970
Registered Representative ExaminationCurrent Firm
VBC SECURITIES, LLC
CRD#: 5407 / SEC#: , 8-44141
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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