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SK

Stephen M. Kann

MOODY CAPITAL SOLUTIONS
ALPHARETTA, GA 30004
Some features on this profile are disabled
CRD#: 1641281
SK
Stephen Michael KannMOODY CAPITAL SOLUTIONS

Professional summary

Stephen Michael Kann, who also goes by Steve Kann, is a registered financial professional currently at MOODY CAPITAL SOLUTIONS, INC located in Alpharetta, Georgia.

Stephen is registered as a RR (Registered Representative) and started their career in finance in 1987. Stephen has worked at 18 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 7 and Series 24 exams.

Aliases

Steve Kann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Stephen Michael Kann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 3, 2026 - Present

MOODY CAPITAL SOLUTIONS, INC

Office #1: 12807 Doe Drive, Alpharetta, GA 30004
BD
CRD#: 15989
ALPHARETTA, GA
Past

April 1, 2025 - July 21, 2026

ARCSTONE SECURITIES LLC

BD
CRD#: 306029
New York, NY
Past

April 15, 2024 - November 7, 2024

DOMINARI SECURITIES LLC

BD
CRD#: 18975
NEW YORK, NY
Past

October 24, 2022 - February 10, 2023

FINALIS SECURITIES LLC

BD
CRD#: 305908
NEW YORK, NY
Past

August 19, 2021 - September 20, 2022

GREAT PINE INVESTMENTS LLC

BD
CRD#: 31538
MIAMI, FL
Past

November 6, 2018 - December 21, 2020

PAULSON INVESTMENT COMPANY LLC

BD
CRD#: 5670
NEW YORK, NY
Past

August 8, 2016 - February 1, 2017

RISEVEST FINANCIAL SECURITIES LIMITED

BD
CRD#: 151120
NEW YORK, NY
Past

August 6, 2014 - December 12, 2014

BOUSTEAD SECURITIES, LLC

BD
CRD#: 141391
IRVINE, CA
Past

July 11, 2013 - July 15, 2014

FINANCE 500, INC.

BD
CRD#: 12981
IRVINE, CA
Past

July 12, 2011 - October 4, 2011

ASCENDIANT SECURITIES, LLC

BD
CRD#: 129236
IRVINE, CA
Past

December 19, 2008 - July 7, 2009

LONGVIEW FINANCIAL GROUP, INC

BD
CRD#: 38286
NEW YORK, NY
Past

January 31, 2008 - December 2, 2008

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
BOCA RATON, FL
Past

December 3, 2003 - February 7, 2008

US EURO SECURITIES, INC

BD
CRD#: 38839
PERDIDO KEY, FL
Past

May 2, 2003 - September 2, 2003

SOURCE CAPITAL GROUP, INC.

BD
CRD#: 36719
WESTPORT, CT
Past

August 21, 2001 - September 19, 2003

MARV CAPITAL INC.

BD
CRD#: 104390
NEW YORK, NY
Past

April 10, 1992 - March 26, 1993

U.S. SECURITIES CORPORATION OF WASHINGTON, DC

BD
CRD#: 25231
Past

August 10, 1990 - July 17, 1991

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

March 25, 1987 - August 3, 1990

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/3/2026)
RR
Florida
(8/4/2026)
RR
Georgia
(8/4/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/13/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/11/2018
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/1/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 62
Date: 8/6/2001
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 3/21/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MOODY CAPITAL SOLUTIONS, INC
MIDSOUTH CAPITAL MARKETS GROUP | REDCHIP SECURITIES, INC. | PENN CENTER INVESTMENTS, INC. | MOODY CAPITAL SOLUTIONS, INC. | MOODY CAPITAL SOLUTIONS, INC | MOODY CAPITAL SOLUTION, INC.

CRD#: 15989 / SEC#: , 8-32928

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information

Main Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Mailing Address
2458 Dunkerrin Lane, Atlanta, GA 30360
Phone number
(770) 377-3556
Established
Pennsylvania since 10/15/1984
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTH FOUNTAIN HOLDINGS, INC.OWNER
KREGER, RICHARD HENRICEO2647135
LENART, BRIAN DOUGLASFINOP/PFO/POO736107
ROSENSTEIN, ROBERT LLOYDPRESIDENT/CCO2195737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MOODY CAPITAL SOLUTIONS, INC

CRD#: 15989Alpharetta, GA 30004

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