Ann M. Lucchesi
Professional summary
Ann Marie Lucchesi, CFP®, who also goes by Ann Marie Hattrup, Ann Hattrup, Ann Lucchesi, is a registered financial advisor currently at SVB WEALTH located in San Francisco, California and FIRST CITIZENS INVESTOR SERVICES, INC. located in San Francisco, California.
Ann is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Ann has worked at 14 firms and has passed the Series 63, Series 66, Series 7, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ann Marie Lucchesi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2001
Experience
September 2, 2022 - Present
SVB WEALTH
Office #1: 222 2nd Street 18th Floor, San Francisco, CA 94105January 12, 2024 - Present
FIRST CITIZENS INVESTOR SERVICES, INC.
Office #1: 222 2nd Street 18th Floor, San Francisco, CA 94105September 2, 2022 - December 31, 2023
SVB INVESTMENT SERVICES INC.
September 8, 2020 - January 28, 2022
PARALLEL ADVISORS, LLC
July 2, 2020 - September 8, 2020
SVB INVESTMENT SERVICES INC.
June 30, 2015 - September 8, 2020
SVB INVESTMENT SERVICES INC.
January 20, 2004 - January 27, 2006
RBC CAPITAL MARKETS CORPORATION
August 1, 2001 - February 2, 2006
RBC CAPITAL MARKETS, LLC
March 8, 2000 - July 20, 2001
W.R. HAMBRECHT + CO., LLC
February 22, 2000 - February 2, 2006
RBC CAPITAL MARKETS, LLC
January 11, 2000 - February 8, 2000
PRUDENTIAL EQUITY GROUP, LLC
June 10, 1998 - January 24, 2000
VOLPE BROWN WHELAN & COMPANY, LLC
February 26, 1997 - July 24, 1998
UBS SECURITIES LLC
January 25, 1994 - February 12, 1997
ROBERTSON, STEPHENS & COMPANY LLC
February 14, 1989 - February 4, 1992
MONTGOMERY SECURITIES
December 5, 1988 - December 21, 1988
LONDON ZURICH SECURITIES, INC.
January 1, 1988 - November 21, 1988
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
SVB WEALTH
CRD#: 172832 / SEC#: 801-80480
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/2/2022)
(1/16/2024)
Exams
Series 8
Date: 3/11/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
SVB WEALTH
CRD#: 172832 / SEC#: 801-80480
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,739 |
| AUM (Assets Under Management) | $ 4,983,411,995 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/21/2025 | ||
| 09/20/2024 | ||
| 10/31/2022 |
Red Flags
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