C L. Crean
Professional summary
C Laura Crean, who also goes by Catherine Laura Crean, C Laura Marini, C Laura Crean Marini, Laura Crean Marini, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Wilmington, Delaware.
C is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. C has worked at 4 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view C Laura Crean's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view C Laura Crean's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2401 Pennsylvania Avenue Suite 114, Wilmington, DE 19806January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 2401 Pennsylvania Avenue Suite 114, Wilmington, DE 19806October 20, 2014 - January 24, 2025
OSAIC FA, INC.
October 20, 2014 - January 24, 2025
OSAIC FA, INC.
February 27, 2006 - October 23, 2014
HORNOR, TOWNSEND & KENT, LLC
July 13, 2004 - October 23, 2014
HORNOR, TOWNSEND & KENT, LLC
April 20, 1987 - June 18, 2004
NEW ENGLAND SECURITIES
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Wilmington, DE 19806TRUST BUT VERIFY
Monitor C Crean
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