Kelly L. Cappello

ARGO WEALTH ADVISORY

MCLEAN, VA 22102

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CRD#: 1639771

Professional summary

Kelly Lynn Cappello, who also goes by Kelly Lynn Jones, Kelly L Sharma, Kelly Lynn Sharma, is a registered financial advisor currently at ARGO WEALTH ADVISORY, LLC located in Mclean, Virginia.

Kelly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Kelly has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kelly Lynn Jones | Kelly L Sharma | Kelly Lynn Sharma

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Lynn Cappello's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 1, 2025 - Present

ARGO WEALTH ADVISORY, LLC

Office #1: 1765 Greensboro Station Place Suite 900, Mclean, VA 22102

RIA

CRD#: 334041

MCLEAN, VA

Past

February 18, 2005 - May 2, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

WASHINGTON, DC

Past

February 23, 2001 - May 2, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

WASHINGTON, DC

Past

March 7, 1995 - March 15, 2001

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGO WEALTH ADVISORY, LLC

CRD#: 334041 / SEC#: 801-132081

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/1995

General Securities Representative Examination

Current Firm

ARGO WEALTH ADVISORY, LLC

CRD#: 334041 / SEC#: 801-132081

RIA

Registered Investment Advisory firm - (3/4/2025 Approved)

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Contact information

Main Address

1765 Greensboro Station Place Suite 900, Mclean, VA 22102

Mailing Address

Phone number

(703) 966-6671

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARGO WEALTH ADVISORY DISCLOSURE BROCHURE (6/12/2025)

Regulatory assets under management

Total Number of Accounts	402
AUM (Assets Under Management)	$ 211,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kelly L. Cappello

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kelly Lynn Cappello's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

LEGG MASON WOOD WALKER, INCORPORATED

Primary Firm SEC Registration

ARGO WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 3/6/1995

Current Firm

ARGO WEALTH ADVISORY, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGO WEALTH ADVISORY, LLC

TRUST BUT VERIFY

Contact information

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