Kendrick V. Herring

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CRD#: 1639641

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kendrick Vern Herring, CFP®, who also goes by Ken Herring, was a registered financial professional .

Kendrick is a previously registered financial professional and started their career in finance in 1987. Kendrick had worked at 8 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Herring

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Past

December 2, 2024 - January 5, 2026

TITLEIST ASSET MANAGEMENT, LLC

RIA

CRD#: 323567

CORPUS CHRISTI, TX

Past

November 3, 2023 - December 2, 2024

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

CORPUS CHRISTI, TX

Past

July 3, 2019 - April 15, 2024

HIGHPOINT WEALTH ADVISORS, LLC

RIA

CRD#: 304385

CORPUS CHRISTI, TX

Past

August 12, 1996 - March 6, 2002

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

March 15, 1989 - April 25, 1990

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

November 1, 1988 - March 23, 1989

FIRST ALLIANCE SECURITIES, INC.

CRD#: 10254

Past

March 14, 1988 - October 31, 1988

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

April 29, 1987 - March 23, 1988

INVEST FINANCIAL CORPORATION

CRD#: 12984

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/14/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/9/1996

General Securities Representative Examination

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

CRD#: 323567 / SEC#: 801-126953

RIA

Registered Investment Advisory firm - (11/25/2022 Approved)

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Contact information

Main Address

777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258

Mailing Address

Phone number

(210) 826-2424

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TITLEIST ASSET MANAGEMENT, LLC WRAP BROCHURE (11/5/2025)

TITLEIST ASSET MANAGEMENT, LLC ADV PART 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	4,813
AUM (Assets Under Management)	$ 2,430,293,058

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kendrick V. Herring

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LEVEL FOUR ADVISORY SERVICES

HIGHPOINT WEALTH ADVISORS, LLC

FROST BROKERAGE SERVICES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

FIRST ALLIANCE SECURITIES, INC.

KEOGLER, MORGAN & COMPANY, INC.

INVEST FINANCIAL CORPORATION

Primary Firm SEC Registration

TITLEIST ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/14/1996

Series 7

Date: 8/9/1996

Current Firm

TITLEIST ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TITLEIST ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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