Vincent F. Gioeni
Professional summary
Vincent F. Gioeni, who also goes by VIncent Frank Gioeni, Vincent Gioeni, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boca Raton, Florida and FIDELITY BROKERAGE SERVICES LLC located in Merrimack, New Hampshire.
Vincent is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Vincent has worked at 26 firms and has passed the Series 66, Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Vincent F. Gioeni's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: Two Contra Way, Merrimack, NH 03054Office #3: One Spartan Way, Merrimack, NH 03054March 1, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: Two Contra Way, Merrimack, NH 03054Office #2: One Spartan Way, Merrimack, NH 03054April 29, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 30, 2021 - November 19, 2021
TOR BROKERAGE LLC
October 31, 2019 - December 2, 2021
VELOCITY CAPITAL, LLC
October 22, 2019 - December 2, 2021
VELOCITY CLEARING, LLC
April 22, 2016 - September 6, 2019
NOBLE CAPITAL MARKETS, INC.
April 1, 2016 - April 15, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 17, 2014 - September 23, 2015
WINDWARD CAPITAL INC.
September 24, 2013 - November 20, 2014
SPEARHEAD CAPITAL ADVISORS, LLC
September 12, 2012 - November 20, 2014
SPEARHEAD CAPITAL, LLC
September 24, 2008 - July 17, 2012
LEONARD & COMPANY
August 19, 2008 - September 10, 2008
AURA FINANCIAL SERVICES, INC.
April 7, 2008 - April 24, 2008
BONDS.COM LLC
June 1, 2006 - November 6, 2007
HUDSON SECURITIES,INC.
October 12, 2004 - November 14, 2005
SKYEBANC, INC.
April 3, 2003 - September 2, 2004
CROWN FINANCIAL GROUP, INC.
November 20, 2001 - November 25, 2002
PROGRAM TRADING CORP.
March 28, 2001 - October 24, 2001
VIEWTRADE SECURITIES, INC.
July 18, 1995 - March 13, 2001
KNIGHT CAPITAL AMERICAS, L.P.
June 21, 1995 - February 27, 1998
KNIGHT CAPITAL MARKETS LLC
February 20, 1992 - May 9, 1995
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
November 26, 1990 - August 27, 1991
WOLFE & HURST BOND BROKERS INC.
February 16, 1990 - March 5, 1992
MORGAN STANLEY DW INC.
October 19, 1988 - November 7, 1988
WALL STREET ACCESS
October 19, 1988 - January 2, 1989
INVESTORS CENTER, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2022)
(3/31/2025)
(3/3/2022)
(3/2/2022)
(3/31/2025)
(3/2/2022)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/19/1999
Limited Representative-Equity Trader ExamFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
