MW
Michael A. Wegner
LIFESTYLE ASSET MANAGEMENT
Friendswood, TX 77546
Some features on this profile are disabled
CRD#: 1638972
MW
Professional summary
Michael Allen Wegner, who also goes by Mike Wegner, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Friendswood, Texas and CETERA INVESTMENT ADVISERS LLC located in Friendswood, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Wegner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MICHAEL WEGNER; INSURANCE - AGENT; START DATE: 04/01/2008 2. LIFESTYLE FINANCIAL ADVISORS - DBA 3. LIFESTYLE ASSET MANAGEMENT LLC; OWNER; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE: 08/14/2017; 4 HOURS PER MONTH 4. HOWARD CM HOLDINGS; SHAREHOLDER; HOLDING COMPANY OR SUB-S CORP; START DATE: 06/01/2010 5. MRC VENTURES; OWNER; REAL ESTATE; START DATE 03/08/2006; 20 HOURS PER MONTH. 6.NAME OF OTHER BUSINESS: LIFESTYLE ASSET MANAGEMENT, INC.- CRD# 157450 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: OWNER/IAR, START DATE: 08/2017, APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING; 7. NAME OF OTHER BUSINESS: CHATEAU 10 WELCH CONDOMINIUM HOA INVESTMENT RELATED: NO, ADDRESS: 1800 AUGUSTA DR, #200, HOUSTON, TX, 77057, NATURE OF BUSINESS: HOMEOWNERS ASSOC., START DATE: 12/2022, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ADDRESS ISSUES THAT MAY ARISE WITH OPERATIONS OR MAINTENANCE; 8. NAME OF OTHER BUSINESS: EVERETT FINANCIAL GROUP , INVESTMENT RELATED: YES, ADDRESS: 17950 PRESTON RD, #1770, DALLAS, TX 75252, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: KNIGHTS OF MOMUS; INVESTMENT RELATED: NO; ADDRESS: PO BOX 2285 GALVESTON, TX 77553; NATURE OF BUSINESS: NON PORFIT; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COORDINATE WITH BOOKKEEPING AND REPORTING TO THE BOARD; 10. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 06/1987; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 11. NAME OF OTHER BUSINESS: MBL INSURANCE AGENCY, LLC DBA DFW RETIREMENT PLANNERS; INVESTMENT RELATED: NO; ADDRESS: 6000 WESTERN PLACE SUITE 500 FORT WORTH, TX 76107; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 06/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FIXED INSURANCE PRODUCTS;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Allen Wegner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 5, 2016 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 211 West Edgewood Suite 300, Friendswood, TX 77546RIA
CRD#: 157450
Friendswood, TX
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 211 West Edgewood Drive Suite 100, Friendswood, TX 77546RIA
CRD#: 105644
FRIENDSWOOD, TX
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 211 West Edgewood Drive Suite 100, Friendswood, TX 77546Office #2: 102 W Pasadena Blvd, Deer Park, TX 77536BD
CRD#: 10299
Friendswood, TX
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Texas CIty, TX
Past
January 3, 2007 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
FRIENDSWOOD, TX
Past
July 12, 1995 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
FRIENDSWOOD, TX
Past
April 3, 1995 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
FRIENDSWOOD, TX
Past
April 8, 1994 - October 20, 1997
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
March 23, 1994 - April 15, 1994
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
CEDAR RAPIDS, IA
Past
August 13, 1993 - March 22, 1994
SENTRA SECURITIES CORPORATION
BD
CRD#: 10249
PHOENIX, AZ
Past
May 13, 1987 - August 17, 1993
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Florida(9/8/2022)
RR
Georgia(4/18/2024)
RR
Illinois(7/10/2024)
RR
Louisiana(9/8/2022)
RR
Massachusetts(1/4/2023)
RR
Michigan(5/24/2024)
RR
New Jersey(9/8/2022)
RR
New Mexico(6/12/2024)
RR
North Carolina(9/8/2022)
RR
Ohio(6/12/2024)
RR
Oklahoma(9/8/2022)
RR
Oregon(9/19/2023)
RR
Pennsylvania(6/12/2024)
RR
South Carolina(9/8/2022)
RR
Tennessee(6/4/2024)
IAR
Texas(12/5/2016)
RR
Texas(9/8/2022)
RR
Virginia(6/12/2024)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Friendswood, TX 77546TRUST BUT VERIFY
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