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David Philip Dunagan

WOLVERINE EXECUTION SERVICES
CHICAGO, IL
·CRD# 1638710·25 years experience

Professional Summary

David Philip Dunagan, who also goes by David P Dunagan, David Dunagan, is a registered financial advisor currently at WOLVERINE EXECUTION SERVICES, LLC located in Chicago, Illinois. David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David P Dunagan, David Dunagan

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

WOLVERINE EXECUTION SERVICES, LLC·CRD# 120719
BD
175 W. Jackson Blvd., Suite 200, Chicago, IL 60604
June 8, 2023 - Present
MORGAN STANLEY·CRD# 149777
BD
Chicago, IL
March 14, 2023 - May 22, 2023
HARRISDIRECT LLC·CRD# 42159
RIA
Chicago, IL
February 7, 2019 - May 22, 2023
E*TRADE SECURITIES LLC·CRD# 29106
BD
Chicago, IL
February 7, 2019 - May 22, 2023
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Ankeny, IA
August 1, 2017 - June 19, 2018
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Ankeny, IA
April 3, 2017 - June 19, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Chicago, IL
April 2, 2004 - April 13, 2015
ABN AMRO INCORPORATED·CRD# 15776
BD
Stamford, CT
January 15, 2002 - April 2, 2004

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Current Firm

WE
WOLVERINE EXECUTION SERVICES, LLC

WOLVERINE EXECUTION SERVICES, LLC

CRD#: 120719 / SEC#: 8-65336
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

175 W. Jackson Blvd., Suite 200, Chicago, IL 60604

Mailing Address

175 W. Jackson Blvd., Suite 200, Chicago, IL 60604

Phone Number

(312) 884-4000

Established

Illinois since 07/19/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
WOLVERINE TRADING, LLCLIMITED LIABILITY CORPORATION36848
CAVICKE, DAVIDCHIEF LEGAL COUNSEL6027073
DE LA FUENTE, JANET MARIEFINOP4543841
MURPHY, PATRICK TIMOTHYCHIEF OPERATING OFFICER/EXECUTIVE REPRESENTATIVE2057769
MURRAY, CRAIG JOHNCHIEF COMPLIANCE OFFICER6136205
SOWERS, BRAD ALLENROSFP2530780

Disclosures

Regulatory Event

43

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2001About the Series 7 exam
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CRS (Client Relationship Summary) - BD

Click below to view David Philip Dunagan's CRS (Customer Relationship Summary).

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