Michael G. Dahlquist
Professional summary
Michael Gary Dahlquist is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Gary Dahlquist's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 26, 2007 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 11, 2004 - June 8, 2007
TOWER SQUARE SECURITIES, INC.
December 8, 1998 - May 2, 2003
PACIFIC SELECT DISTRIBUTORS, LLC
February 17, 1998 - December 1, 1998
CADARET, GRANT & CO., INC.
January 20, 1992 - November 18, 1997
TRANSAMERICA FINANCIAL ADVISORS, INC.
May 27, 1987 - January 9, 1992
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 27, 1987 - January 9, 1992
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/26/2007)
(6/26/2007)
(6/26/2007)
(7/24/2007)
(6/26/2007)
(6/26/2007)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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