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Pricing
For Advisors
HF

Howard S. Fischer

BRADLEY WOODS & CO. LTD.
New York, NY 10022
Some features on this profile are disabled
CRD#: 1637077
HF

Professional summary

Howard Steven Fischer, who also goes by Howard Steven Fischer Mr., is a registered financial professional currently at BRADLEY WOODS & CO. LTD. located in New York, New York and SIDOTI & COMPANY, LLC located in New York, New York.

Howard is registered as a RR (Registered Representative) and started their career in finance in 1990. Howard has worked at 10 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 16, SIE, Series 7, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Howard Steven Fischer Mr.

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Howard Steven Fischer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 3, 2012 - Present

BRADLEY WOODS & CO. LTD.

Office #1: 845 Third Avenue Suite 1703, New York, NY 10022
BD
CRD#: 13660
New York, NY
Current

September 19, 2023 - Present

SIDOTI & COMPANY, LLC

Office #1: 1177 Avenue Of Americas Floor 5, New York, NY 10036Office #2: 1177 Avenue Of Americas Floor 5, New York, NY 10036
BD
CRD#: 102860
New York, NY
Past

January 29, 2010 - June 25, 2014

GRIFFIN SECURITIES, INC.

BD
CRD#: 43229
NEW YORK, NY
Past

April 11, 2007 - April 21, 2009

SONENSHINE & COMPANY LLC

BD
CRD#: 104357
NEW YORK, NY
Past

December 15, 2005 - February 15, 2007

SCO SECURITIES LLC

BD
CRD#: 47748
NEW YORK, NY
Past

September 28, 2004 - March 7, 2005

CYPRESS ASSOCIATES

BD
CRD#: 130252
NEW YORK, NY
Past

November 3, 2000 - April 19, 2001

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

February 15, 2000 - November 3, 2000

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

May 1, 1997 - September 8, 1999

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

September 25, 1990 - April 1, 1997

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(4/3/2012)

Exams

State Security Law Exam
RR
Series 63
Date: 5/5/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 16
Date: 8/3/2020
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 1/28/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 11/4/2016
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

S&
SIDOTI & COMPANY, LLC
SIDOTI & COMPANY, LLC | SIDOTI RESEARCH SERVICES, LLC | SIDOTI RESEARCH SERVICES

CRD#: 102860 / SEC#: , 8-52141

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1177 Avenue Of Americas Floor 5, New York, NY 10036
Mailing Address
P.o. Box 5337, New York, NY 10185
Phone number
(212) 297-0001
Established
Delaware since 03/01/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SIDOTI HOLDING COMPANY, LLCSOLE MEMBER
FISCHER, HOWARD STEVENFINOP / PFO / PPO1637077
SIDOTI, PETER THOMASCEO, CCO1359648

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIDOTI & COMPANY, LLC

CRD#: 102860New York, NY 10022

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