John T. Hailer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Thomas Hailer, who also goes by John T Hailer, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1987. John had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2019 - December 31, 2020
ALPS DISTRIBUTORS, INC.
April 2, 1999 - May 17, 2017
NATIXIS DISTRIBUTION, LLC
February 28, 1994 - February 3, 1999
FIDELITY DISTRIBUTORS COMPANY LLC
November 26, 1993 - January 18, 1994
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
September 1, 1989 - April 27, 1990
PRINTON, KANE GROUP, INC.
October 14, 1988 - September 1, 1989
PRINTON KANE & CO., L.P.
December 23, 1987 - December 17, 1991
PATRIOT DISTRIBUTORS, INC.
September 28, 1987 - November 23, 1987
FIDELITY DISTRIBUTORS COMPANY LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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