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PW

Peter L. Weiler

TTBD
New York, NY 10022
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CRD#: 1634937
PW

Professional summary


Peter Lawrence Weiler is a registered financial professional currently at TTBD, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Lawrence Weiler's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 3, 2024 - Present

TTBD, LLC

Office #1: 850 Third Avenue 15th Floor, New York, NY, 10022
BD
CRD#: 327863
New York, NY
Past

October 18, 2016 - September 1, 2023

ANOS CAPITAL, LLC

BD
CRD#: 284714
NEW YORK, NY
Past

December 4, 1993 - November 8, 2016

ABEL/NOSER CORP.

BD
CRD#: 7537
NEW YORK, NY
Past

March 12, 1991 - November 22, 1993

TIMECAPITAL SECURITIES CORPORATION

BD
CRD#: 6845
PORT JEFFERSON STATION, NY
Past

June 2, 1989 - February 12, 1991

ABELOW IHASZ & CO.

BD
CRD#: 10706
Past

February 9, 1988 - May 4, 1988

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 21, 1987 - February 24, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

March 24, 1987 - September 24, 1987

ABELOW IHASZ & CO.

BD
CRD#: 10706

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(6/17/2024)
RR
New York
(6/13/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 9/11/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/8/2025
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 3
Date: 12/22/1987
National Commodity Futures Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2006
General Securities Principal Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TL
TTBD, LLC
TTBD, LLC

CRD#: 327863 / SEC#: , 8-71139

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
850 Third Avenue 15th Floor, New York, NY, 10022
Mailing Address
850 Third Avenue 15th Floor, New York, NY, 10022
Phone number
(646) 432-4000
Established
Illinois since 11/20/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
TT SECURITIES GROUP, LLCOWNER
CERNY, PATRICIA LCHIEF COMPLIANCE OFFICER4814964
SLOAN NOWAK, JACQUELINE LEEFINANCIAL AND OPERATION PRINCIPAL2717305
WEILER, PETER LAWRENCECHIEF EXECUTIVE OFFICER1634937

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TTBD, LLC

CRD#: 327863New York, NY 10022

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