David S. Abrams
Professional summary
David Seth Abrams, who also goes by David Abrams, is a registered financial professional currently at INNER CIRCLE SPORTS LLC located in New York, New York and WILLIAM BLAIR located in Chicago, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 10 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 53 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Seth Abrams's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2016 - Present
INNER CIRCLE SPORTS LLC
Office #1: 441 Lexington Avenue, New York, NY 10017Office #2: 150 North Riverside, Chicago, IL 60606July 22, 2026 - Present
WILLIAM BLAIR
Office #1: The William Blair Building 150 North Riverside, Chicago, IL 60606-1594October 13, 2010 - August 9, 2013
JEFFERIES LLC
May 24, 2006 - October 12, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2003 - May 18, 2006
MORGAN STANLEY & CO. LLC
January 7, 1999 - June 12, 2003
A. G. EDWARDS & SONS, INC.
September 8, 1997 - January 14, 1999
WILLIAM R. HOUGH & CO.
February 20, 1992 - August 22, 1997
J.P. MORGAN CLEARING CORP.
December 6, 1988 - August 22, 1997
J.P. MORGAN SECURITIES LLC
December 14, 1987 - November 26, 1988
MANUFACTURERS HANOVER SECURITIES CORPORATION
March 24, 1987 - November 23, 1987
MANUFACTURERS HANOVER SECURITIES CORPORATION
Primary Firm SEC Registration
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
WILLIAM BLAIR
CRD#: 1252 / SEC#: 801-688, 8-2698
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WBC HOLDINGS, L.P. | HOLDING COMPANY | |
| CITARDI, CISSIE | EXECUTIVE COMMITTEE, GENERAL COUNSEL | 6642613 |
| DEVORE, RYAN JACOB | EXECUTIVE COMMITTEE | 3049671 |
| GLEDHILL, BRENT WALKER | PRESIDENT, CEO | 2921069 |
| KENDALL, ROBERT DANIEL | EXECUTIVE COMMITTEE | 2765873 |
| MCLAUGHLIN, SCOTT THOMAS | EXECUTIVE COMMITTEE | 2481285 |
| RASAVONGXAY, WILLSON B | CHIEF COMPLIANCE OFFICER | 6593731 |
| SATTERFIELD, BETH A | EXECUTIVE COMMITTEE | 6011858 |
| TOLE, STEVEN ROBERT | EXECUTIVE COMMITTEE | 5885283 |
| TRIMBERGER, MICHAEL WILLIAM | EXECUTIVE COMMITTEE, CFO | 5329834 |
| ZIMMER, MATTHEW MONTGOMERY | EXECUTIVE COMMITTEE | 4157826 |
Regulatory assets under management
| Total Number of Accounts | 37,973 |
| AUM (Assets Under Management) | $ 58,329,726,421 |
Disclosures
| Regulatory Event | 29 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
