Eric A. Smith
Professional summary
Eric Allen Smith is a registered financial professional currently at VOYA FINANCIAL PARTNERS, LLC located in St Paul, Minnesota.
Eric is registered as a RR (Registered Representative) and started their career in finance in 1987. Eric has worked at 4 firms and has passed the Series 63, Series 6TO, SIE, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric Allen Smith's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2025 - Present
VOYA FINANCIAL PARTNERS, LLC
Office #1: 60 Empire Drive Suite 300, St Paul, MN 55103July 10, 2015 - July 1, 2025
EMPOWER FINANCIAL SERVICES, INC.
July 6, 2009 - July 1, 2015
VOYA RETIREMENT ADVISORS, LLC
July 14, 2006 - July 6, 2009
EMPOWER FINANCIAL SERVICES, INC.
December 23, 1987 - June 9, 2005
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 55
Date: 12/6/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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Company Information
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815St Paul, MN 55103TRUST BUT VERIFY
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