HG
Henry J. Gawel
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Middletown, DE
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CRD#: 1634283
HG
Professional summary
Henry Jerome Gawel, who also goes by H Jerome Gawel, Jerry Gawel, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Middletown, Delaware and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Middletown, Delaware.
Henry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Henry has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
H Jerome Gawel | Jerry Gawel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. LICENSED INSURANCE AGENT, 603 Adelaide Ct., Middletown DE 19709, United States, 03/17/2025, Agent, Insurance/Benefits/Human Resources, NIR, 160 HR/MO - 120 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 12/27/2024 3. DELTA PRIVATE WEALTH MANAGEMENT, LLC, 603 Adelaide Ct., Middletown DE 19709, United States, 05/15/2025, President, DBA Name, NIR, 40 HR/MO - 33 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Henry Jerome Gawel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Middletown, DE
Current
May 29, 2025 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Middletown, DE
Past
January 1, 2008 - June 12, 2025
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
NEWARK, DE
Past
January 1, 2008 - June 12, 2025
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEWARK, DE
Past
May 14, 1997 - January 1, 2008
A. G. EDWARDS & SONS, INC.
RIA
CRD#: 4
NEWARK, DE
Past
January 19, 1990 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
NEWARK, DE
Past
January 4, 1990 - February 17, 1990
H.J. MEYERS & CO., INC.
BD
CRD#: 15609
ROCHESTER, NY
Past
February 27, 1989 - November 28, 1989
MARSHALL DAVIS, INC.
BD
CRD#: 16278
Past
December 14, 1988 - March 10, 1989
INVESTORS CENTER, INC.
BD
CRD#: 14670
HAUPPAGUE, NY
Past
August 5, 1988 - December 1, 1988
NATIONAL SECURITIES CORPORATION
BD
CRD#: 7569
Past
March 25, 1987 - August 9, 1988
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/29/2025)
RR
Arizona(5/29/2025)
RR
California(5/29/2025)
RR
Colorado(5/29/2025)
RR
Connecticut(5/29/2025)
RR
Delaware(5/29/2025)
IAR
Delaware(5/29/2025)
RR
District of Columbia(5/29/2025)
RR
Florida(5/29/2025)
RR
Georgia(5/29/2025)
RR
Idaho(5/29/2025)
RR
Illinois(5/29/2025)
RR
Maryland(5/29/2025)
RR
Massachusetts(5/29/2025)
RR
Michigan(5/29/2025)
RR
Minnesota(5/29/2025)
RR
Missouri(5/29/2025)
RR
New Hampshire(5/29/2025)
RR
New Jersey(5/29/2025)
RR
New York(5/29/2025)
RR
Ohio(5/29/2025)
RR
Pennsylvania(5/29/2025)
RR
Puerto Rico(5/29/2025)
IAR
Puerto Rico(6/16/2025)
RR
South Carolina(5/29/2025)
RR
Tennessee(5/29/2025)
RR
Texas(5/29/2025)
IAR
Texas(5/29/2025)
RR
Vermont(5/29/2025)
RR
Virginia(5/29/2025)
RR
Washington(5/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
