Gregory G. Holmes
Professional summary
Gregory Galvin Holmes, who also goes by Gregory Galvin Holmes, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 1990. Gregory has worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Galvin Holmes's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 5, 2024 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601March 30, 2023 - December 3, 2024
FRONTIER SOLUTIONS, LLC
September 16, 2017 - February 28, 2023
MORGAN CREEK CAPITAL DISTRIBUTORS, LLC
December 16, 2013 - March 31, 2017
SEAPORT GLOBAL SECURITIES LLC
April 1, 2010 - December 13, 2013
RISE FINANCIAL SERVICES, LLC
January 23, 2006 - February 8, 2010
SEQUENCE FINANCIAL SPECIALISTS LLC
March 4, 2003 - October 29, 2004
LEERINK PARTNERS LLC
September 4, 2002 - February 26, 2003
INVESTEC INC.
September 1, 1998 - August 20, 2002
ROBERTSON STEPHENS, INC.
October 1, 1997 - September 1, 1998
BANCAMERICA SECURITIES, INC.
July 22, 1991 - October 1, 1997
ROBERTSON, STEPHENS & COMPANY LLC
September 4, 1990 - February 19, 1991
WELLS FARGO CLEARING SERVICES, LLC
April 23, 1990 - September 4, 1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
March 30, 1990 - April 23, 1990
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
(12/5/2024)
(12/6/2024)
(2/7/2025)
(1/30/2025)
(2/4/2025)
(12/5/2024)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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