RW
Robert Q. Wyckoff
TWEEDY, BROWNE COMPANY LLC
Stamford, CT 06902
Some features on this profile are disabled
CRD#: 1633652
RW
Professional summary
Robert Quentin Wyckoff JR is a registered financial advisor currently at TWEEDY, BROWNE COMPANY LLC located in Stamford, Connecticut and AMG DISTRIBUTORS, INC. located in Stamford, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROBERT Q. WYCKOFF, JR CURRENTLY SERVES AS CHAIRMAN AND VICE PRESIDENT (SINCE MARCH 2016) OF TWEEDY, BROWNE FUND INC., AN INVESTMENT-RELATED BUSINESS LOCATED AT ONE STATION PLACE, STAMFORD, CT 06902. MR. WYCKOFF ALSO SERVES AS A MEMBER OF THE BOARD OF DIRECTORS (SINCE FEBRUARY 2019) FOR TWEEDY, BROWNE VALUE FUNDS, AN INVESTMENT-RELATED BUSINESS WITH A REGISTERED OFFICE LOCATED AT 49, AVENUE J.F. KENNEDY, L-1855, LUXEMBOURG. HOURS DEVOTED DURING AND OUTSIDE OF TRADING HOURS ARE ON AN AS NEEDED BASIS.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Quentin Wyckoff JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2014 - Present
TWEEDY, BROWNE COMPANY LLC
Office #1: One Station Place, Stamford, CT 06902RIA
CRD#: 6857
Stamford, CT
Current
September 30, 2014 - Present
AMG DISTRIBUTORS, INC.
Office #1: One Station Place, Stamford, CT 06902BD
CRD#: 27314
Stamford, CT
Past
April 27, 1995 - October 6, 2014
TWEEDY, BROWNE COMPANY LLC
BD
CRD#: 6857
STAMFORD, CT
Past
May 28, 1987 - June 20, 1989
SELIGMAN SECURITIES, INC.
BD
CRD#: 3361
NEW YORK, NY
Past
April 29, 1987 - May 15, 1987
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TWEEDY, BROWNE COMPANY LLC
TWEEDY, BROWNE COMPANY L.P. | TWEEDY, BROWNE INC. | TWEEDY, BROWNE COMPANY LLC
CRD#: 6857 / SEC#: 801-10669, 8-18316
RIA
Registered Investment Advisory firm - SEC (3/25/1975 Approved)BD
Terminated by SEC on 11/30/2014
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/11/2016)
RR
Alaska(1/11/2016)
RR
Arizona(1/11/2016)
RR
Arkansas(1/11/2016)
RR
California(1/11/2016)
RR
Colorado(1/11/2016)
RR
Connecticut(9/30/2014)
IAR
Connecticut(10/28/2014)
RR
Delaware(1/11/2016)
RR
District of Columbia(1/11/2016)
RR
Florida(1/11/2016)
RR
Georgia(1/11/2016)
RR
Hawaii(1/11/2016)
RR
Idaho(1/11/2016)
RR
Illinois(1/11/2016)
RR
Indiana(1/11/2016)
RR
Iowa(1/11/2016)
RR
Kansas(1/11/2016)
RR
Kentucky(1/11/2016)
RR
Louisiana(1/11/2016)
RR
Maine(1/11/2016)
RR
Maryland(1/11/2016)
RR
Massachusetts(1/11/2016)
RR
Michigan(1/11/2016)
RR
Minnesota(1/11/2016)
RR
Mississippi(1/11/2016)
RR
Missouri(1/11/2016)
RR
Montana(1/11/2016)
RR
Nebraska(1/11/2016)
RR
Nevada(1/11/2016)
RR
New Hampshire(1/11/2016)
RR
New Jersey(1/11/2016)
RR
New Mexico(1/11/2016)
RR
New York(1/11/2016)
RR
North Carolina(1/12/2016)
RR
North Dakota(1/11/2016)
RR
Ohio(1/11/2016)
RR
Oklahoma(1/11/2016)
RR
Oregon(1/11/2016)
RR
Pennsylvania(1/11/2016)
RR
Puerto Rico(1/11/2016)
RR
Rhode Island(1/11/2016)
RR
South Carolina(1/11/2016)
RR
South Dakota(1/11/2016)
RR
Tennessee(1/11/2016)
RR
Texas(1/11/2016)
RR
Utah(1/11/2016)
RR
Vermont(1/11/2016)
RR
Virgin Islands(1/11/2016)
RR
Virginia(1/11/2016)
RR
Washington(1/11/2016)
RR
West Virginia(1/11/2016)
RR
Wisconsin(1/11/2016)
RR
Wyoming(1/11/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TWEEDY, BROWNE COMPANY LLC
TWEEDY, BROWNE COMPANY L.P. | TWEEDY, BROWNE INC. | TWEEDY, BROWNE COMPANY LLC
CRD#: 6857 / SEC#: 801-10669, 8-18316
RIA
Registered Investment Advisory firm - SEC (3/25/1975 Approved)BD
Terminated by SEC on 11/30/2014
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Contact information
Main Address
One Station Place, Stamford, CT 06902
Mailing Address
Phone number
(203) 703-0600
Established
Delaware since 10/01/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees
41
SEC notice filing (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMG TBC HOLDINGS, INC. | MEMBER | |
| AMG TBC, LLC | MANAGING MEMBER | |
| SPEARS, JOHN DOUGLAS | MANAGING DIRECTOR | 808685 |
| BROWNE, WILLIAM HETHERINGTON | MANAGING DIRECTOR | 802645 |
| FINN, GLENN CHRISTOPHER | CHIEF OPERATIONS OFFICER | 2718270 |
| ROGERS, PATRICIA ANN | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | 2394326 |
| SHRAGER, THOMAS HENRIK | MANAGING DIRECTOR | 2069335 |
| WYCKOFF, ROBERT QUENTIN JR | MANAGING DIRECTOR | 1633652 |
Regulatory assets under management
| Total Number of Accounts | 226 |
| AUM (Assets Under Management) | $ 7,265,030,665 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
