John G. Sellers

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CRD#: 1633389

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Garnet Sellers, CFP® was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1987. John had worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Education Planning

Retirement Income Management

Social Security Planning

Small Business Planning

Employee and Employer Plan Ben...

Estate Planning

Budgeting

Tax Planning

Retirement Planning

Investment Planning

Long-term Care

Insurance Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)ONE STOP FINANCIAL CENTER, 138 N MOON AVE, BRANDON, FL, RENTAL REAL ESTATE- SECRETARY, 09/15/99, INV REL,2 YR-/0/TRADING 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 06/10/20 3) SELLERS FINANCIAL SERVICES, INC, 138 N MOON AVE, STE B, BRANDON, FL, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 07/01/1987, INV REL, 1/MO- 1/TRADING

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1990

Experience

Past

June 10, 2020 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Brandon, FL

Past

June 5, 2020 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Brandon, FL

Past

September 20, 2019 - June 5, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

BRANDON, FL

Past

January 31, 2018 - June 5, 2020

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

Brandon, FL

Past

October 19, 2015 - June 5, 2020

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Brandon, FL

Past

September 8, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

BRANDON, FL

Past

January 8, 2009 - December 23, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

BRANDON, FL

Past

December 10, 2008 - September 29, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

BRANDON, FL

Past

October 13, 2008 - October 17, 2008

JESUP & LAMONT SECURITIES CORP

CRD#: 39056

NEW YORK, NY

Past

July 20, 2004 - December 31, 2008

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

BRANDON, FL

Past

July 20, 2001 - December 23, 2008

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759

BRANDON, FL

Past

May 8, 1997 - July 20, 2001

CENTENNIAL CAPITAL MANAGEMENT, INC.

CRD#: 38988

ATLANTA, GA

Past

August 14, 1990 - May 12, 1997

WORLD INVEST CORPORATION

CRD#: 17223

DEERFIELD BEACH, FL

Past

March 26, 1990 - August 14, 1990

GLOBAL INVESTOR SECURITIES, INC.

CRD#: 7514

Past

February 26, 1987 - April 25, 1990

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

February 26, 1987 - April 25, 1990

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/8/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/19/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/21/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/2000

General Securities Principal Examination

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

John G. Sellers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

JESUP & LAMONT SECURITIES CORP

JESUP & LAMONT ADVISORS

EMPIRE FINANCIAL GROUP, INC.

CENTENNIAL CAPITAL MANAGEMENT, INC.

WORLD INVEST CORPORATION

GLOBAL INVESTOR SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/8/1999

Series 63

Date: 6/19/1987

SIE

Date: 10/1/2018

Series 7

Date: 2/21/1987

Series 24

Date: 9/22/2000

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

TRUST BUT VERIFY

Contact information

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