Dan P. Gardella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dan Patrick Gardella was a registered financial professional .
Dan is a previously registered financial professional and started their career in finance in 1987. Dan had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2007 - June 25, 2020
DAVID LERNER ASSOCIATES, INC.
November 2, 2004 - August 8, 2007
NYLIFE SECURITIES LLC
March 1, 2004 - September 20, 2004
PARK AVENUE SECURITIES LLC
December 22, 2000 - January 13, 2004
METROPOLITAN LIFE INSURANCE COMPANY
December 22, 2000 - January 13, 2004
MSI FINANCIAL SERVICES, INC.
July 13, 2000 - October 30, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
September 16, 1987 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
September 16, 1987 - April 13, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DAVID LERNER ASSOCIATES, INC.
CRD#: 5397 / SEC#: , 8-20746
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 22 |
| Arbitration | 19 |
Red Flags
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