Erika Eng Yelle
Professional Summary
Erika Eng Yelle, who also goes by Erika Joan Eng, is a registered financial advisor currently at COLDSTREAM SECURITIES, INC. located in Bellevue, Washington. Erika is registered as a RR (Registered Representative) and started their career in finance in 1992. Erika has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Erika Joan Eng
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
COLDSTREAM SECURITIES, INC.
Contact Information
Main Address
One 100th Avenue Ne Suite 102, Bellevue, WA 98004Mailing Address
One 100th Avenue Ne Suite 102, Bellevue, WA 98004Phone Number
(425) 283-1600Established
Delaware since 03/05/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (12 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/28/2015)
(10/5/2023)
(1/29/2016)
(4/26/2016)
(12/28/2015)
(12/20/2002)
(12/20/2002)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Erika Eng Yelle's CRS (Customer Relationship Summary).
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