David A. Mcinnis

MADDEN CREEK ADVISORS

SAN RAFAEL, CA 94901

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CRD#: 1632569

Professional summary

David Andrew Mcinnis, who also goes by David A Mcinnis, is a registered financial advisor currently at MADDEN CREEK ADVISORS located in San Rafael, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David A Mcinnis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Mcinnis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 4, 2015 - Present

MADDEN CREEK ADVISORS

Office #1: 1010 B Street Suite 212, San Rafael, CA 94901

RIA

CRD#: 270010

SAN RAFAEL, CA

Past

February 12, 2015 - March 17, 2015

SVB WEALTH

RIA

CRD#: 172832

SAN FRANCISCO, CA

Past

February 11, 2011 - May 1, 2013

CONSTELLATION WEALTH ADVISORS LLC

RIA

CRD#: 142502

MENLO PARK, CA

Past

February 11, 2011 - May 1, 2013

CONSTELLATION WEALTH ADVISORS LLC

CRD#: 142502

MENLO PARK, CA

Past

September 17, 2008 - March 16, 2009

GIRARD SECURITIES, INC.

CRD#: 18697

NEWPORT BEACH, CA

Past

March 15, 2004 - August 28, 2006

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

January 13, 2001 - August 28, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

September 1, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

June 22, 1992 - September 1, 1997

ALEX. BROWN & SONS INCORPORATED

CRD#: 20

Past

May 15, 1990 - July 2, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 26, 1987 - October 2, 1987

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

March 24, 1987 - May 23, 1990

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/4/2015)

IAR

Texas
(5/12/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/17/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1987

General Securities Representative Examination

Current Firm

MADDEN CREEK ADVISORS

MADDEN CREEK ADVISORS | MADDEN CREEK ADVISORS, LLC

CRD#: 270010 / SEC#:

California

Registered Investment Advisory firm - (9/3/2015 Approved)

Texas

Registered Investment Advisory firm - (5/12/2023 Conditional Restricted)

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Contact information

Main Address

1010 B Street Suite 212, San Rafael, CA 94901

Mailing Address

Po Box 777, Kentfield, CA 94914

Phone number

(415) 461-3344

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 38,186,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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J.P. MORGAN SECURITIES LLC

San Francisco, CA

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Advisor Monitoring

Firm Stability Insights

David A. Mcinnis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Andrew Mcinnis's CRS (Customer Relationship Summary).

Certified licenses

Experience

SVB WEALTH

CONSTELLATION WEALTH ADVISORS LLC

CONSTELLATION WEALTH ADVISORS LLC

GIRARD SECURITIES, INC.

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

ALEX. BROWN & SONS INCORPORATED

LEHMAN BROTHERS INC.

CITIGROUP GLOBAL MARKETS INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2004

Series 63

Date: 9/17/1987

Series 7

Date: 3/21/1987

Current Firm

MADDEN CREEK ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MADDEN CREEK ADVISORS

TRUST BUT VERIFY

Contact information

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