Timothy A. Rosewicz

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CRD#: 1632154

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Timothy Andrew Rosewicz, AIF®, who also goes by Timothy Rosewicz, was a registered financial professional .

Timothy is a previously registered financial professional and started their career in finance in 1990. Timothy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Timothy Rosewicz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Past

October 24, 2011 - June 7, 2024

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Lake Quivira, KS

Past

May 13, 2010 - June 7, 2024

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Lake Quivira, KS

Past

November 11, 2009 - June 7, 2024

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

Lake Quivira, KS

Past

April 14, 1997 - June 7, 2024

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Lake Quivira, KS

Past

August 27, 1996 - June 7, 2024

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

September 10, 1990 - August 1, 1996

AMERICAN CENTURY INVESTMENT SERVICES INC.

CRD#: 17437

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/29/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/7/1990

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

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Contact information

Main Address

101 Park Avenue Suite 4100, New York, NY 10178-0002

Mailing Address

Phone number

(212) 905-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FGIMC SUMMARY OF CHANGES (3/14/2025)

2025 FGIMC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 14,819,533,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Timothy A. Rosewicz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

AMERICAN CENTURY INVESTMENT SERVICES INC.

Primary Firm SEC Registration

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/1996

Series 63

Date: 7/19/1990

SIE

Date: 10/1/2018

Series 7

Date: 12/29/2005

Series 6

Date: 9/7/1990

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

TRUST BUT VERIFY

Contact information

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