Owen P. King

STONEHURST MANAGEMENT

New York, NY 10022

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CRD#: 1631527

Professional summary

Owen Patrick John King, who also goes by Owen Pj King, is a registered financial advisor currently at STONEHURST MANAGEMENT, LLC located in New York, New York.

Owen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1998. Owen has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Owen Pj King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Patrick John King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2021 - Present

STONEHURST MANAGEMENT, LLC

Office #1: 845 Third Avenue Suite 1700, New York, NY 10022

RIA

CRD#: 124784

New York, NY

Past

January 28, 2005 - December 31, 2005

STONEHURST MANAGEMENT, LLC

RIA

CRD#: 124784

NEW YORK, NY

Past

January 8, 2004 - December 31, 2004

STONEHURST MANAGEMENT, LLC

RIA

CRD#: 124784

NEW YORK, NY

Past

January 14, 1998 - January 6, 2003

ROBERT R. MEREDITH & CO., INC.

CRD#: 29501

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/30/2021)

IAR

Texas
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/9/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/12/1998

General Securities Representative Examination

Current Firm

STONEHURST MANAGEMENT, LLC

CRD#: 124784 / SEC#: 801-69581

RIA

Registered Investment Advisory firm - (10/21/2024 Terminated)

Connecticut

Registered Investment Advisory firm - (12/31/2005 Failure to Renew)

New York

Registered Investment Advisory firm - (9/4/2024 Approved)

Texas

Registered Investment Advisory firm - (8/6/2024 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

845 Third Avenue Suite 1700, New York, NY 10022

Mailing Address

Phone number

(212) 993-7071

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 20,587,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Owen P. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Owen Patrick John King's CRS (Customer Relationship Summary).

Certified licenses

Experience

STONEHURST MANAGEMENT, LLC

STONEHURST MANAGEMENT, LLC

STONEHURST MANAGEMENT, LLC

ROBERT R. MEREDITH & CO., INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/9/2003

Series 7

Date: 1/12/1998

Current Firm

STONEHURST MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STONEHURST MANAGEMENT, LLC

TRUST BUT VERIFY

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