David M. Nussbaum
Professional summary
David Martin Nussbaum is a registered financial professional currently at EARLYBIRDCAPITAL, INC. located in Boca Raton, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Martin Nussbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 5, 1997 - Present
EARLYBIRDCAPITAL, INC.
Office #1: One Town Center Road, Boca Raton, FL 33486January 31, 1996 - February 5, 2001
SSI SECURITIES CORP.
October 23, 1987 - September 10, 2001
GKN SECURITIES CORP.
April 29, 1987 - June 25, 1987
MORGAN GLADSTONE & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2001)
(1/25/2000)
(1/18/2000)
(4/17/2000)
(1/19/2000)
(5/6/1997)
(2/2/2000)
(2/10/2000)
(1/26/2001)
(1/18/2000)
(2/20/2001)
(2/20/2001)
(4/4/2001)
(1/27/2000)
(2/12/2001)
(2/12/2001)
(2/28/2001)
(1/21/2000)
(2/12/2001)
(2/12/2001)
(2/8/2000)
(3/16/1999)
(2/13/2001)
(1/19/2000)
(2/12/2001)
(1/24/2000)
(2/13/2001)
(3/1/2000)
(5/5/1997)
(2/13/2001)
(1/28/2002)
(1/18/2000)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
EARLYBIRDCAPITAL, INC.
CRD#: 28629 / SEC#: , 8-43828
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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Company Information
EARLYBIRDCAPITAL, INC.
CRD#: 28629Boca Raton, FL 33486TRUST BUT VERIFY
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