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Gary Koon Cheong Ching

CRD# 1631264·Registered 1987 - 2022
Previously Registered: Being a previously registered professional could mean that Gary is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gary Koon Cheong Ching, who also goes by Gary K Ching, was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1987 - 2022. Gary had worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gary K Ching

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

NPB FINANCIAL GROUP, LLC·CRD# 137743
RIA
Burbank, CA
January 30, 2006 - October 27, 2022
NPB FINANCIAL GROUP, LLC·CRD# 137743
BD
Burbank, CA
January 26, 2006 - October 12, 2022
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC·CRD# 104790
RIA
Los Angeles, CA
December 23, 1999 - August 12, 2005
ASSOCIATED SECURITIES CORP.·CRD# 12969
RIA
Los Angeles, CA
July 8, 1997 - August 12, 2005
ASSOCIATED SECURITIES CORP.·CRD# 12969
BD
Boston, MA
December 9, 1987 - August 12, 2005

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Current Firm

NF
NPB FINANCIAL GROUP, LLC

NPB FINANCIAL GROUP, LLC

CRD#: 137743 / SEC#: 801-65903, 8-67113
BD
Terminated by SEC on 10/11/2022

Contact Information

Main Address

3500 W. Olive Ave Suite 300, Burbank, CA 91505

Phone Number

(818) 827-7132

Established

California since 08/19/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

5

Documents

Latest Form ADV

Part 2 Brochures

NPB ADV PART 2 BROCHURE (3/28/2022)

Direct owners and executive officers

NamePositionCRD#
NAKAGIRI REV LIVING TRUSTMEMBER—
PASH, MARK STEVENMEMBER - MANAGER869880
BRAZIEL, JAMES AUDYMEMBER2321699
BRAZIEL, JAMES HUBERTMEMBER - MANAGER29443
CHAN, FRANK STEWARTVICE-PRESIDENT/CHIEF MARKETING OFFICER2549010
CHING, GARY KOON CHEONGVICE-PRESIDENT / CFO/ACTING CCO1631264
CORIA, SHIRLEY JAMILVICE-PRESIDENT AND CHIEF OPERATING OFFICER/ACTING CCO1111255
MCFARLAND, RICHARD BENN JRTRUSTEE1080626
WRIGHT FINANCIAL, LLCMEMBER—
MCFARLAND 1980 FAMILY TRUSTMEMBER—
NAKAGIRI, MARIA AGNESTRUSTEE5723640

Regulatory Assets Under Management

Total Number of Accounts

1,698

AUM (Assets Under Management)

$248,794,176

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life Agent - California 3500 W. Olive Ave #300; Burbank, CA 91505

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1999About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1988About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1987About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2005About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 1988About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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