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RM

Rosemarie Marino

HEMISPHERE PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 1630607
RM

Professional summary

Rosemarie Marino is a registered financial advisor currently at HEMISPHERE PARTNERS LLC located in New York, New York.

Rosemarie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Rosemarie has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rosemarie Marino's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 7, 2021 - Present

HEMISPHERE PARTNERS LLC

Office #1: 641 Lexington Avenue Suite 1529, New York, NY 10022
RIA
CRD#: 136535
New York, NY
Past

January 19, 1994 - August 3, 1994

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY
Past

February 26, 1987 - January 15, 1992

CITICORP FINANCIAL SERVICES,INC.

BD
CRD#: 14675

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HP
HEMISPHERE PARTNERS LLC
HEMISPHERE PARTNERS LLC

CRD#: 136535 / SEC#: 801-64603

RIA
Registered Investment Advisory firm - (8/22/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/7/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 7/18/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/21/1987
General Securities Representative Examination

Current Firm

HP
HEMISPHERE PARTNERS LLC
HEMISPHERE PARTNERS LLC

CRD#: 136535 / SEC#: 801-64603

RIA
Registered Investment Advisory firm - (8/22/2005 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
641 Lexington Avenue Suite 1529, New York, NY 10022
Mailing Address
Phone number
(212) 520-8280
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HEMISPHERE PARTNERS LLC-FORM ADV PART IIA-03-17-2026 (3/18/2026)

Regulatory assets under management

Total Number of Accounts203
AUM (Assets Under Management)$ 228,854,438

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HEMISPHERE PARTNERS LLC

CRD#: 136535New York, NY 10022

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