Richard D. Fletcher
Professional summary
Richard D Fletcher, who also goes by Richard Dale Fletcher, is a registered financial advisor currently at FLETCHER FINANCIAL, LLC located in Carlsbad, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Richard has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard D Fletcher's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2005 - Present
FLETCHER FINANCIAL, LLC
Office #1: 5055 Avenida Encinas Suite 100, Carlsbad, CA 92008October 31, 2005 - January 12, 2016
OSAIC SERVICES, INC.
September 27, 2004 - December 31, 2009
COLE FINANCIAL, LLC
September 17, 2004 - October 31, 2005
SENTRA SECURITIES CORPORATION
July 8, 1997 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
September 20, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/15/2005)
Exams
Current Firm
FLETCHER FINANCIAL, LLC
CRD#: 133270 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 10,955,220 |
Red Flags
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