Michael W. Mcnerney
Professional summary
Michael William Mcnerney, who also goes by Michael W Mcnerney, is a registered financial professional currently at CAPE SECURITIES INC. located in Mcdonough, Georgia.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 63, Series 6TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael William Mcnerney's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 16, 2020 - Present
CAPE SECURITIES INC.
Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253July 14, 1993 - April 1, 1999
OSAIC FS, INC.
May 6, 1991 - July 13, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 21, 1988 - April 12, 1991
NEW ENGLAND SECURITIES
April 27, 1987 - October 15, 1988
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/16/2021)
(11/16/2021)
(11/21/2020)
(2/7/2022)
Exams
Series 6TO
Date: 11/14/2020
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
CAPE SECURITIES INC.
CRD#: 7072Mcdonough, GA 30253TRUST BUT VERIFY
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