Charles C. Huckabee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Christian Huckabee MR., who also goes by Charles Christian Huckabee, Charlie Huckabee, was a registered financial advisor .
Charles is a previously registered financial advisor and started their career in finance in 1987. Charles had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2011 - May 18, 2012
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
August 5, 1998 - November 24, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 15, 1998 - November 24, 2009
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 7, 1998 - July 16, 1998
BIRCHTREE FINANCIAL SERVICES LLC
February 18, 1997 - April 30, 1998
SECURITIES AMERICA, INC.
December 6, 1993 - February 25, 1997
UBS FINANCIAL SERVICES INC.
June 7, 1993 - December 14, 1993
NATIONSSECURITIES
June 26, 1989 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 25, 1987 - July 3, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MUTUAL TRUST COMPANY OF AMERICA SECURITIES
CRD#: 8494 / SEC#: , 8-25547
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
