Rickey J. Fisher
Professional summary
Rickey Joe Fisher, who also goes by Rick J Fisher, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Elkhart, Indiana.
Rickey is registered as a RR (Registered Representative) and started their career in finance in 1987. Rickey has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rickey Joe Fisher's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 9, 2002 - Present
LASALLE ST SECURITIES, L.L.C.
June 1, 1990 - December 16, 2002
SPELMAN & CO., INC.
May 31, 1989 - June 7, 1990
FIRST AFFILIATED SECURITIES
March 13, 1987 - May 31, 1989
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2026)
(1/13/2005)
(1/13/2005)
(12/9/2002)
(1/17/2003)
(1/14/2005)
Exams
FINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
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